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Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]
SEC Accession No. 0001398344-18-010446
Filing Date
2018-07-25
Accepted
2018-07-24 19:38:13
Documents
7

Document Format Files

Seq Description Document Type Size
1 fp0034594_n14a.htm N-14/A 1595966
2 fp0034594_ex991612a.htm EX-99.16.12.A 25832
3 fp0034594_ex991614a.htm EX-99.16.14.A 2141
4 fp0034594_ex991614b.htm EX-99.16.14.B 1665
5 GRAPHIC fp0034594_proxy01.jpg GRAPHIC 361787
6 GRAPHIC fp0034594_proxy02.jpg GRAPHIC 263089
7 GRAPHIC fp0034594_01.jpg GRAPHIC 37113
  Complete submission text file 0001398344-18-010446.txt   2541077

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001558107 acquiring    
Series S000062894   American Independence Global Tactical Allocation Fund
Class/Contract C000203688   Institutional Class Shares
CIK 0001324443 target    
Series S000042029   American Independence Global Tactical Allocation Fund
Class/Contract C000130573   Institutional Class RMAIX
CIK 0001558107 acquiring    
Series S000062894   American Independence Global Tactical Allocation Fund
Class/Contract C000203689   Class A Shares
CIK 0001324443 target    
Series S000042029   American Independence Global Tactical Allocation Fund
Class/Contract C000130574   Class A AARMX
Class/Contract C000130575   Class C ACRMX
CIK 0001558107 acquiring    
Series S000062895   American Independence Kansas Tax-Exempt Bond Fund
Class/Contract C000203690   Institutional Class Shares
CIK 0001324443 target    
Series S000011462   American Independence Kansas Tax-Exempt Bond Fund
Class/Contract C000031690   Institutional Class SEKSX
CIK 0001558107 acquiring    
Series S000062895   American Independence Kansas Tax-Exempt Bond Fund
Class/Contract C000203691   Class A Shares
CIK 0001324443 target    
Series S000011462   American Independence Kansas Tax-Exempt Bond Fund
Class/Contract C000031691   Class A IKSTX
Class/Contract C000031721   Class C IKTEX
Mailing Address 1290 BROADWAY, SUITE 1100 DENVER CO 80203
Business Address 1290 BROADWAY, SUITE 1100 DENVER CO 80203 303.623.2577
ALPS Series Trust (Filer) CIK: 0001558107 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: N-14/A | Act: 33 | File No.: 333-225844 | Film No.: 18967395