Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000038244 | First Trust NASDAQ Technology Dividend Index Fund | ||
| Class/Contract C000117913 | First Trust NASDAQ Technology Dividend Index Fund | TDIV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000038245 | Multi-Asset Diversified Income Index Fund | ||
| Class/Contract C000117914 | Multi-Asset Diversified Income Index Fund | MDIV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000040302 | First Trust BuyWrite Income ETF | ||
| Class/Contract C000125197 | First Trust BuyWrite Income ETF | FTHI | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000040305 | First Trust Nasdaq BuyWrite Income ETF | ||
| Class/Contract C000125204 | First Trust Nasdaq BuyWrite Income ETF | FTQI | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000041989 | First Trust S&P International Dividend Aristocrats ETF | ||
| Class/Contract C000130399 | First Trust S&P International Dividend Aristocrats ETF | FID | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000043486 | First Trust Rising Dividend Achievers ETF | ||
| Class/Contract C000134868 | First Trust Rising Dividend Achievers ETF | RDVY | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000044209 | First Trust RBA American Industrial Renaissance ETF | ||
| Class/Contract C000137472 | First Trust RBA American Industrial Renaissance ETF | AIRR | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000044210 | First Trust Dorsey Wright Momentum & Dividend ETF | ||
| Class/Contract C000137473 | First Trust Dorsey Wright Momentum & Dividend ETF | DDIV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000044369 | First Trust Dorsey Wright Focus 5 ETF | ||
| Class/Contract C000138164 | First Trust Dorsey Wright Focus 5 ETF | FV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000046116 | First Trust Dorsey Wright International Focus 5 ETF | ||
| Class/Contract C000144324 | First Trust Dorsey Wright International Focus 5 ETF | IFV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000051669 | First Trust Dorsey Wright Dynamic Focus 5 ETF | ||
| Class/Contract C000162607 | First Trust Dorsey Wright Dynamic Focus 5 ETF | FVC | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053942 | First Trust Nasdaq Bank ETF | ||
| Class/Contract C000169744 | First Trust Nasdaq Bank ETF | FTXO | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053943 | First Trust Nasdaq Food & Beverage ETF | ||
| Class/Contract C000169745 | First Trust Nasdaq Food & Beverage ETF | FTXG | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053944 | First Trust Nasdaq Oil & Gas ETF | ||
| Class/Contract C000169746 | First Trust Nasdaq Oil & Gas ETF | FTXN | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053945 | First Trust Nasdaq Pharmaceuticals ETF | ||
| Class/Contract C000169747 | First Trust Nasdaq Pharmaceuticals ETF | FTXH | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053946 | First Trust S-Network E-Commerce ETF | ||
| Class/Contract C000169748 | First Trust S-Network E-Commerce ETF | ISHP | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053947 | First Trust Nasdaq Semiconductor ETF | ||
| Class/Contract C000169749 | First Trust Nasdaq Semiconductor ETF | FTXL | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000053948 | First Trust Nasdaq Transportation ETF | ||
| Class/Contract C000169750 | First Trust Nasdaq Transportation ETF | FTXR | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000058145 | Emerging Markets Equity Select ETF | ||
| Class/Contract C000190378 | Emerging Markets Equity Select ETF | RNEM | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000058146 | Large Cap US Equity Select ETF | ||
| Class/Contract C000190379 | Large Cap US Equity Select ETF | RNLC | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000058147 | Mid Cap US Equity Select ETF | ||
| Class/Contract C000190380 | Mid Cap US Equity Select ETF | RNMC | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000058148 | Small Cap US Equity Select ETF | ||
| Class/Contract C000190381 | Small Cap US Equity Select ETF | RNSC | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000058149 | US Equity Dividend Select ETF | ||
| Class/Contract C000190382 | US Equity Dividend Select ETF | RNDV | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000059604 | First Trust SMID Cap Rising Dividend Achievers ETF | ||
| Class/Contract C000195212 | First Trust SMID Cap Rising Dividend Achievers ETF | SDVY | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000061213 | First Trust Indxx Innovative Transaction & Process ETF | ||
| Class/Contract C000198271 | First Trust Indxx Innovative Transaction & Process ETF | LEGR | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000061316 | First Trust Nasdaq Artificial Intelligence and Robotics ETF | ||
| Class/Contract C000198496 | First Trust Nasdaq Artificial Intelligence and Robotics ETF | ROBT | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000061869 | First Trust Dorsey Wright DALI 1 ETF | ||
| Class/Contract C000200399 | First Trust Dorsey Wright DALI 1 ETF | DALI | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000062933 | First Trust Dorsey Wright Momentum & Low Volatility ETF | ||
| Class/Contract C000203940 | First Trust Dorsey Wright Momentum & Low Volatility ETF | DVOL | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000062934 | First Trust Dorsey Wright Momentum & Value ETF | ||
| Class/Contract C000203941 | First Trust Dorsey Wright Momentum & Value ETF | DVLU | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000070281 | First Trust International Developed Capital Strength ETF | ||
| Class/Contract C000223561 | First Trust International Developed Capital Strength ETF | FICS | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000071853 | First Trust S-Network Streaming & Gaming ETF | ||
| Class/Contract C000227379 | First Trust S-Network Streaming & Gaming ETF | BNGE | |
| Status | Name | Ticker Symbol | |
| CIK 0001552740 | |||
| Series S000071976 | First Trust Indxx Medical Devices ETF | ||
| Class/Contract C000227613 | First Trust Indxx Medical Devices ETF | MDEV | |
EIN.: 000000000 | State of Incorp.: MA
Type: 497 | Act: 33 | File No.: 333-182308 | Film No.: 231189513