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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001104659-22-127931
Filing Date
2022-12-16
Accepted
2022-12-16 17:24:40
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP/A tm2232898-1_40appa.htm 40-APP/A 277823
4 GRAPHIC image_001.jpg GRAPHIC 2194
  Complete submission text file 0001104659-22-127931.txt   294566
Mailing Address 7 BRYANT PARK NEW YORK NY 10018
Business Address 7 BRYANT PARK NEW YORK NY 10018 212-641-3800
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE (Filer) CIK: 0001105005 (see all company filings)

IRS No.: 134064414 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-02 | Film No.: 221468972

Mailing Address 690 LEE ROAD WAYNE PA 19087
Business Address 690 LEE ROAD WAYNE PA 19087 610-386-7374
Hartford Funds Management Co LLC (Filer) CIK: 0001546587 (see all company filings)

IRS No.: 454276111 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-03 | Film No.: 221468973

Mailing Address 5, HOEHENHOF SENNINGERBERG N4 L-1736
Business Address 5, HOEHENHOF SENNINGERBERG N4 L-1736 41 58 445 55 55
Schroder Adveq Asia V S.C.S. (Filer) CIK: 0001799559 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-04 | Film No.: 221468954

Mailing Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
Schroders Capital Private Equity Europe VIII S.C.S. (Filer) CIK: 0001828204 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-38 | Film No.: 221468965

Mailing Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365
Business Address 6C RUE GABRIEL LIPPMANN MUNSBACH N4 L-5365 41 58 445 55 55
Schroders Capital Private Equity Global Innovation X S.C.S. (Filer) CIK: 0001875220 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-01 | Film No.: 221468962

Mailing Address 690 LEE ROAD WAYNE PA 19087
Business Address 690 LEE ROAD WAYNE PA 19087 610-386-1844
Hartford Schroders Private Equity Fund (Filer) CIK: 0001903070 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 98 | File No.: 812-15304 | Film No.: 221468952

Mailing Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBRUGH X0 EH3 9WJ
Business Address 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBRUGH X0 EH3 9WJ 41 58 445 55 55
IST3 Manesse PE2 L.P. (Filer) CIK: 0001940245 (see all company filings)

IRS No.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-16 | Film No.: 221468970

Mailing Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU
Business Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU 0041 58 445 55 55
Schroder UK Public Private Trust PLC (Filer) CIK: 0001940296 (see all company filings)

IRS No.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-06 | Film No.: 221468967

Mailing Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU
Business Address 1 LONDON WALL PLACE LONDON X0 EC2Y 5AU 0041 58 445 55 55
Schroder British Opportunities Trust plc (Filer) CIK: 0001940300 (see all company filings)

IRS No.: 000000000 | State of Incorp.: X0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-08 | Film No.: 221468969

Mailing Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736
Business Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736 0041 58 445 55 55
Schroders Capital Semi-Liquid - Global Innovation Private Plus (Filer) CIK: 0001940518 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-07 | Film No.: 221468968

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
IST3 Manesse PE3 Impact S.C.S. (Filer) CIK: 0001941524 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-26 | Film No.: 221468958

Mailing Address 7 BRYANT PARK 1045 SIXTH AVENUE NEW YORK NY 10018
Business Address C/O CT CORP 1209 ORANGE ST WILMINGTON DE 19801 212 488 5330
Schroders Capital Management (US) Inc. (Filer) CIK: 0001941530 (see all company filings)

IRS No.: 980548271 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-21 | Film No.: 221468971

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Secondaries IV S.C.S. (Filer) CIK: 0001942038 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-27 | Film No.: 221468959

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity US V S.C.S. (Filer) CIK: 0001942043 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-35 | Film No.: 221468961

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Semi-Liquid Global Private Equity Holding S.C.S. (Filer) CIK: 0001942045 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-25 | Film No.: 221468957

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global Innovation XI S.C.S. (Filer) CIK: 0001942046 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-23 | Film No.: 221468955

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity Healthcare S.C.S. (Filer) CIK: 0001942047 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-36 | Film No.: 221468963

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global III S.C.S. (Filer) CIK: 0001942048 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-37 | Film No.: 221468964

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L- 2411 41 58 445 55 55
Schroders Capital Private Equity Global Direct III S.C.S. (Filer) CIK: 0001942049 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-28 | Film No.: 221468960

Mailing Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17 BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 41 58 445 55 55
Schroders Capital Private Equity Asia VI S.C.S. (Filer) CIK: 0001942050 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-24 | Film No.: 221468956

Mailing Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411
Business Address 17, BOULEVARD F.W. RAIFFEISEN LUXEMBOURG N4 L-2411 0041 58 445 55 55
Schroders Capital Private Equity Europe Direct III S.C.S. (Filer) CIK: 0001942051 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-39 | Film No.: 221468966

Mailing Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736
Business Address 5, RUE HOHENHOF SENNINGERBERG N4 L-1736 0041 58 445 55 55
Schroders Capital Semi-Liquid - Circular Economy Private Plus (Filer) CIK: 0001956665 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15304-40 | Film No.: 221468953