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Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]
SEC Accession No. 0001580642-22-005044
Filing Date
2022-10-04
Accepted
2022-10-04 11:56:30
Documents
14

Document Format Files

Seq Description Document Type Size
1 N-14/A umt-westwood_n14.htm N-14/A 3851230
3 ex10ii.htm EX-99.10 12B1 PLAN 21763
4 ex13ii.htm EX-99.13 OTH CONTRCT 16445
5 ex14.htm EX-99.14 OTH CONSENT 2461
6 GRAPHIC img_001.jpg GRAPHIC 28226
7 GRAPHIC img_002.jpg GRAPHIC 40195
8 GRAPHIC img_003.jpg GRAPHIC 40780
9 GRAPHIC img_004.jpg GRAPHIC 45365
10 GRAPHIC img_005.jpg GRAPHIC 27272
11 GRAPHIC img_006.jpg GRAPHIC 33770
12 GRAPHIC img_007.jpg GRAPHIC 4609
13 GRAPHIC img_008.jpg GRAPHIC 2304
14 GRAPHIC img_009.jpg GRAPHIC 2007
15 GRAPHIC img_010.jpg GRAPHIC 2247
  Complete submission text file 0001580642-22-005044.txt   4217120

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001545440 acquiring    
Series S000077488   Westwood Broadmark Tactical Growth Fund
Class/Contract C000237949   Westwood Broadmark Tactical Growth Fund C Class Shares
CIK 0000889188 target    
Series S000026529   Salient Tactical Growth Fund
Class/Contract C000079671   Class C FTGOX
CIK 0001545440 acquiring    
Series S000077488   Westwood Broadmark Tactical Growth Fund
Class/Contract C000237951   Westwood Broadmark Tactical Growth Fund Institutional Shares
CIK 0000889188 target    
Series S000026529   Salient Tactical Growth Fund
Class/Contract C000079673   Institutional Class FTGWX
CIK 0001545440 acquiring    
Series S000077488   Westwood Broadmark Tactical Growth Fund
Class/Contract C000237952   Westwood Broadmark Tactical Growth Fund A Class Shares
CIK 0000889188 target    
Series S000026529   Salient Tactical Growth Fund
Class/Contract C000079672   Investor Class FFTGX
Class/Contract C000086090   Class A FTAGX
CIK 0001545440 acquiring    
Series S000077489   Westwood Broadmark Tactical Plus Fund
Class/Contract C000237953   Westwood Broadmark Tactical Plus Fund A Class Shares
CIK 0001535174 target    
Series S000047075   Salient Tactical Plus Fund
Class/Contract C000147194   Class A SBTAX
CIK 0001545440 acquiring    
Series S000077489   Westwood Broadmark Tactical Plus Fund
Class/Contract C000237954   Westwood Broadmark Tactical Plus Fund C Class Shares
CIK 0001535174 target    
Series S000047075   Salient Tactical Plus Fund
Class/Contract C000147195   Class C SBTCX
CIK 0001545440 acquiring    
Series S000077489   Westwood Broadmark Tactical Plus Fund
Class/Contract C000237955   Westwood Broadmark Tactical Plus Fund F Class Shares
CIK 0001535174 target    
Series S000047075   Salient Tactical Plus Fund
Class/Contract C000147197   Class F BTPIX
CIK 0001545440 acquiring    
Series S000077489   Westwood Broadmark Tactical Plus Fund
Class/Contract C000237956   Westwood Broadmark Tactical Plus Fund Institutional Shares
CIK 0001535174 target    
Series S000047075   Salient Tactical Plus Fund
Class/Contract C000147196   Class I SBTIX
CIK 0001545440 acquiring    
Series S000077490   Westwood Salient Global Real Estate Fund
Class/Contract C000237958   Westwood Salient Global Real Estate Fund A Class Shares
CIK 0000889188 target    
Series S000025529   Salient Global Real Estate Fund
Class/Contract C000076429   Class A KIRAX
Class/Contract C000076433   Investor Class FFIRX
CIK 0001545440 acquiring    
Series S000077490   Westwood Salient Global Real Estate Fund
Class/Contract C000237959   Westwood Salient Global Real Estate Fund C Class Shares
CIK 0000889188 target    
Series S000025529   Salient Global Real Estate Fund
Class/Contract C000076431   Class C KIRCX
CIK 0001545440 acquiring    
Series S000077490   Westwood Salient Global Real Estate Fund
Class/Contract C000237960   Westwood Salient Global Real Estate Fund Institutional Shares
CIK 0000889188 target    
Series S000025529   Salient Global Real Estate Fund
Class/Contract C000076434   Institutional Class KIRYX
CIK 0001545440 acquiring    
Series S000077491   Westwood Salient MLP & Energy Infrastructure Fund
Class/Contract C000237961   Westwood Salient MLP & Energy Infrastructure Fund Institutional Shares
CIK 0001535174 target    
Series S000037231   Salient MLP & Energy Infrastructure Fund
Class/Contract C000114665   Class I SMLPX
CIK 0001545440 acquiring    
Series S000077491   Westwood Salient MLP & Energy Infrastructure Fund
Class/Contract C000237962   Westwood Salient MLP & Energy Infrastructure Fund Ultra Fund
CIK 0001535174 target    
Series S000037231   Salient MLP & Energy Infrastructure Fund
Class/Contract C000164675   R6 SHARES SMRPX
CIK 0001545440 acquiring    
Series S000077491   Westwood Salient MLP & Energy Infrastructure Fund
Class/Contract C000237963   Westwood Salient MLP & Energy Infrastructure Fund C Class Shares
CIK 0001535174 target    
Series S000037231   Salient MLP & Energy Infrastructure Fund
Class/Contract C000114664   Class C SMFPX
CIK 0001545440 acquiring    
Series S000077491   Westwood Salient MLP & Energy Infrastructure Fund
Class/Contract C000237964   Westwood Salient MLP & Energy Infrastructure Fund A Class Shares
CIK 0001535174 target    
Series S000037231   Salient MLP & Energy Infrastructure Fund
Class/Contract C000114663   Class A SMAPX
CIK 0001545440 acquiring    
Series S000077492   Westwood Salient Select Income Fund
Class/Contract C000237966   Westwood Salient Select Income Fund Institutional Shares
CIK 0000889188 target    
Series S000025527   Salient Select Income Fund
Class/Contract C000076422   Institutional Class KIFYX
CIK 0001545440 acquiring    
Series S000077492   Westwood Salient Select Income Fund
Class/Contract C000237968   Westwood Salient Select Income Fund A Class Shares
CIK 0000889188 target    
Series S000025527   Salient Select Income Fund
Class/Contract C000076417   Class A KIFAX
Class/Contract C000076421   Investor Class FFSLX
CIK 0001545440 acquiring    
Series S000077492   Westwood Salient Select Income Fund
Class/Contract C000237969   Westwood Salient Select Income Fund C Class Shares
CIK 0000889188 target    
Series S000025527   Salient Select Income Fund
Class/Contract C000076419   Class C KIFCX
Mailing Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 513-587-3400
Ultimus Managers Trust (Filer) CIK: 0001545440 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-14/A | Act: 33 | File No.: 333-267251 | Film No.: 221290376