Form D/A - Notice of Exempt Offering of Securities: [Amend]
SEC Accession No. 0001012975-21-000497
Filing Date
2021-12-03
Accepted
2021-12-03 16:33:02
Documents
1
Effectiveness Date
2021-12-03
Items
Item 3C: Investment Company Act Section 3(c)
Item 3C.1: Section 3(c)(1)

Document Format Files

Seq Description Document Type Size
1 primary_doc.html D/A  
1 primary_doc.xml D/A 5287
  Complete submission text file 0001012975-21-000497.txt   6495
Mailing Address 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020
Business Address 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 212-403-3500
ROTHSCHILD & CO SMALL-CAP TRUST (Filer) CIK: 0001542686 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: D/A | Act: 33 | File No.: 021-173682 | Film No.: 211470490