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Filing Detail
Form N-CEN - Annual Report for Registered Investment Companies:
SEC Accession No. 0001752724-23-201756
Filing Date
2023-09-13
Accepted
2023-09-13 15:28:52
Documents
5
Period of Report
2023-06-30
Effectiveness Date
2023-09-13

Document Format Files

Seq Description Document Type Size
1 primary_doc.html N-CEN  
1 primary_doc.xml N-CEN 130186
2 BOYD WATTERSON IC LETTER NCEN_Boyd_IC_letter.txt INTERNAL CONTROL RPT 4199
3 HCM FUNDS IC LETTER 6.30.2023 NCENLetterHCM_Funds6.30.23.txt INTERNAL CONTROL RPT 4277
4 HCM ETFS IC LETTER 6.30.2023 NCENLetterHCMETF6.30.23.txt INTERNAL CONTROL RPT 4173
5 SWAN FUNDS IC LETTER Swan_IC_Letter.txt INTERNAL CONTROL RPT 4342
  Complete submission text file 0001752724-23-201756.txt   155706

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001537140      
Series S000037505   Swan Defined Risk Fund
Class/Contract C000115777   Swan Defined Risk Fund Class A Shares SDRAX
Class/Contract C000115778   Swan Defined Risk Fund Class C Shares SDRCX
Class/Contract C000115779   Swan Defined Risk Fund Class I Shares SDRIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000045942   HCM Tactical Growth Fund
Class/Contract C000143207   HCM Tactical Growth Fund Class A Shares HCMGX
Class/Contract C000143208   HCM Tactical Growth Fund Investor Shares HCMDX
Class/Contract C000143209   HCM Tactical Growth Fund Class I Shares HCMIX
Class/Contract C000143210   HCM Tactical Growth Fund Class R Shares HCMSX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000047421   Swan Defined Risk Emerging Markets Fund
Class/Contract C000148875   Swan Defined Risk Emerging Markets Fund Class A Shares SDFAX
Class/Contract C000148876   Swan Defined Risk Emerging Markets Fund Class C Shares SDFCX
Class/Contract C000148877   Swan Defined Risk Emerging Markets Fund Class I Shares SDFIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000048332   HCM Dividend Sector Plus Fund
Class/Contract C000152642   HCM Dividend Sector Plus Fund Class A Shares HCMNX
Class/Contract C000152643   HCM Dividend Sector Plus Fund Class A1 Shares HCMWX
Class/Contract C000152644   HCM Dividend Sector Plus Fund Investor Class Shares HCMPX
Class/Contract C000152645   HCM Dividend Sector Plus Fund Class I Shares HCMQX
Class/Contract C000152646   HCM Dividend Sector Plus Fund Class R Shares HCMZX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051346   Swan Defined Risk Foreign Fund
Class/Contract C000161877   Swan Defined Risk Foreign Fund Class A Shares SDJAX
Class/Contract C000161878   Swan Defined Risk Foreign Fund Class C Shares SDJCX
Class/Contract C000161879   Swan Defined Risk Foreign Fund Class I Shares SDJIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051347   Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880   Swan Defined Risk U.S. Small Cap Fund Class A Shares SDCAX
Class/Contract C000161881   Swan Defined Risk U.S. Small Cap Fund Class C Shares SDCCX
Class/Contract C000161882   Swan Defined Risk U.S. Small Cap Fund Class I Shares SDCIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000054112   Boyd Watterson Limited Duration Enhanced Income Fund
Class/Contract C000170092   Boyd Watterson Limited Duration Enhanced Income Fund Class A Shares BWDAX
Class/Contract C000170093   Boyd Watterson Limited Duration Enhanced Income Fund Class C Shares BWDCX
Class/Contract C000170094   Boyd Watterson Limited Duration Enhanced Income Fund Class I Shares BWDIX
Class/Contract C000170095   Boyd Watterson Limited Duration Enhanced Income Fund Class I2 Shares BWDTX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000055429   HCM Income Plus Fund
Class/Contract C000174412   HCM Income Plus Fund Class A Shares HCMEX
Class/Contract C000174413   HCM Income Plus Fund Investor Class Shares HCMKX
Class/Contract C000213465   HCM Income Plus Fund Class I Shares HCMLX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063531   Swan Defined Risk Growth Fund
Class/Contract C000205842   Swan Defined Risk Growth Fund Class A Shares SDAAX
Class/Contract C000205843   Swan Defined Risk Growth Fund Class C Shares SDACX
Class/Contract C000205844   Swan Defined Risk Growth Fund Class I Shares SDAIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000066141   HCM Defender 100 Index ETF
Class/Contract C000213732   HCM Defender 100 Index ETF QQH
  Status Name Ticker Symbol
CIK 0001537140      
Series S000066142   HCM Defender 500 Index ETF
Class/Contract C000213733   HCM Defender 500 Index ETF LGH
  Status Name Ticker Symbol
CIK 0001537140      
Series S000076537   HCM Dynamic Income Fund
Class/Contract C000236510   HCM Dynamic Income Fund Investor Class Shares HCMFX
Class/Contract C000236511   HCM Dynamic Income Fund Class A Shares HCMBX
Class/Contract C000236512   HCM Dynamic Income Fund Class I Shares HCMUX
Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621
NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-CEN | Act: 40 | File No.: 811-22655 | Film No.: 231252488