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Filing Detail
Form N-CSR - Certified Shareholder Report:
SEC Accession No. 0001580642-23-004761
Filing Date
2023-09-07
Accepted
2023-09-07 13:31:21
Documents
12
Period of Report
2023-06-30
Effectiveness Date
2023-09-07

Document Format Files

Seq Description Document Type Size
1 NCSR swan.htm N-CSR 1781574
2 cert1.htm EX-99.CERT 13721
3 cert2.htm EX-99.906 CERT 4338
4 coe.htm EX-99.CODE ETH 49221
5 GRAPHIC sf001_v1.jpg GRAPHIC 5954
6 GRAPHIC sf002_v1.jpg GRAPHIC 59289
7 GRAPHIC sf003_v1.jpg GRAPHIC 77329
8 GRAPHIC sf004_v1.jpg GRAPHIC 75901
9 GRAPHIC sf005_v1.jpg GRAPHIC 70561
10 GRAPHIC sf006_v1.jpg GRAPHIC 74710
11 GRAPHIC sf007_v1.jpg GRAPHIC 10298
12 GRAPHIC sf008_v1.jpg GRAPHIC 5912
  Complete submission text file 0001580642-23-004761.txt   2377410

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001537140      
Series S000037505   Swan Defined Risk Fund
Class/Contract C000115777   Swan Defined Risk Fund Class A Shares SDRAX
Class/Contract C000115778   Swan Defined Risk Fund Class C Shares SDRCX
Class/Contract C000115779   Swan Defined Risk Fund Class I Shares SDRIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000047421   Swan Defined Risk Emerging Markets Fund
Class/Contract C000148875   Swan Defined Risk Emerging Markets Fund Class A Shares SDFAX
Class/Contract C000148876   Swan Defined Risk Emerging Markets Fund Class C Shares SDFCX
Class/Contract C000148877   Swan Defined Risk Emerging Markets Fund Class I Shares SDFIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051346   Swan Defined Risk Foreign Fund
Class/Contract C000161877   Swan Defined Risk Foreign Fund Class A Shares SDJAX
Class/Contract C000161878   Swan Defined Risk Foreign Fund Class C Shares SDJCX
Class/Contract C000161879   Swan Defined Risk Foreign Fund Class I Shares SDJIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051347   Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880   Swan Defined Risk U.S. Small Cap Fund Class A Shares SDCAX
Class/Contract C000161881   Swan Defined Risk U.S. Small Cap Fund Class C Shares SDCCX
Class/Contract C000161882   Swan Defined Risk U.S. Small Cap Fund Class I Shares SDCIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063531   Swan Defined Risk Growth Fund
Class/Contract C000205842   Swan Defined Risk Growth Fund Class A Shares SDAAX
Class/Contract C000205843   Swan Defined Risk Growth Fund Class C Shares SDACX
Class/Contract C000205844   Swan Defined Risk Growth Fund Class I Shares SDAIX
Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621
NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-CSR | Act: 40 | File No.: 811-22655 | Film No.: 231241766