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Form N-PX - Annual Report of proxy voting record of management investment companies:
SEC Accession No. 0001580642-21-003879
Filing Date
2021-08-20
Accepted
2021-08-20 16:01:19
Documents
1
Period of Report
2021-06-30
Effectiveness Date
2021-08-20

Document Format Files

Seq Description Document Type Size
1 N-PX nlftiiinpx4.htm N-PX 3177180
  Complete submission text file 0001580642-21-003879.txt   3185916

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051347   Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880   Swan Defined Risk U.S. Small Cap Fund Class A Shares SDCAX
Class/Contract C000161881   Swan Defined Risk U.S. Small Cap Fund Class C Shares SDCCX
Class/Contract C000161882   Swan Defined Risk U.S. Small Cap Fund Class I Shares SDCIX
Class/Contract C000205840   Swan Defined Risk U.S. Small Cap Fund Class Y Shares SDCYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000054112   Boyd Watterson Limited Duration Enhanced Income Fund
Class/Contract C000170092   Boyd Watterson Limited Duration Enhanced Income Fund Class A Shares BWDAX
Class/Contract C000170093   Boyd Watterson Limited Duration Enhanced Income Fund Class C Shares BWDCX
Class/Contract C000170094   Boyd Watterson Limited Duration Enhanced Income Fund Class I Shares BWDIX
Class/Contract C000170095   Boyd Watterson Limited Duration Enhanced Income Fund Class I2 Shares BWDTX
Class/Contract C000170096   Boyd Watterson Limited Duration Enhanced Income Fund Class R Shares BWDRX
Class/Contract C000170097   Boyd Watterson Limited Duration Enhanced Income Fund Investor Class Shares BWDLX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000055429   HCM Income Plus Fund
Class/Contract C000174412   HCM Income Plus Fund Class A Shares HCMEX
Class/Contract C000174413   HCM Income Plus Fund Investor Class Shares HCMKX
Class/Contract C000213465   HCM Income Plus Fund Class I Shares HCMLX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000058178   Counterpoint Long-Short Equity Fund
Class/Contract C000190795   Counterpoint Long-Short Equity Fund Class A Shares CPQAX
Class/Contract C000190796   Counterpoint Long-Short Equity Fund Class C Shares CPQCX
Class/Contract C000190797   Counterpoint Long-Short Equity Fund Class I Shares CPQIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000061857   Counterpoint Tactical Municipal Fund
Class/Contract C000200261   Counterpoint Tactical Municipal Fund Class A TMNAX
Class/Contract C000200262   Counterpoint Tactical Municipal Fund Class C TMNCX
Class/Contract C000200263   Counterpoint Tactical Municipal Fund Class I TMNIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063529   Pinnacle TrendRating Innovative Equity Fund
Class/Contract C000205831   Pinnacle TrendRating Innovative Equity Fund Class I IPTRX
Class/Contract C000205832   Pinnacle TrendRating Innovative Equity Fund Class A APTRX
Class/Contract C000205833   Pinnacle TrendRating Innovative Equity Fund Class C CPTRX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063531   Swan Defined Risk Growth Fund
Class/Contract C000205841   Swan Defined Risk Growth Fund Class Y Shares SDAYX
Class/Contract C000205842   Swan Defined Risk Growth Fund Class A Shares SDAAX
Class/Contract C000205843   Swan Defined Risk Growth Fund Class C Shares SDACX
Class/Contract C000205844   Swan Defined Risk Growth Fund Class I Shares SDAIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063975   ACM Tactical Income Fund
Class/Contract C000207033   ACM Tactical Income Fund Class I TINIX
Class/Contract C000207034   ACM Tactical Income Fund Class A TINAX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000066141   HCM Defender 100 Index ETF
Class/Contract C000213732   HCM Defender 100 Index ETF QQH
  Status Name Ticker Symbol
CIK 0001537140      
Series S000066142   HCM Defender 500 Index ETF
Class/Contract C000213733   HCM Defender 500 Index ETF LGH
  Status Name Ticker Symbol
CIK 0001537140      
Series S000067284   CP High Yield Trend ETF
Class/Contract C000216396   CP High Yield Trend ETF HYTR
  Status Name Ticker Symbol
CIK 0001537140      
Series S000070943   Centerstone International Fund
Class/Contract C000225287   Centerstone International Fund Class I CINTX
Class/Contract C000225288   Centerstone International Fund Class A CSIAX
Class/Contract C000225289   Centerstone International Fund Class C CSINX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000070944   Centerstone Investors Fund
Class/Contract C000225290   Centerstone Investors Fund Class I CENTX
Class/Contract C000225291   Centerstone Investors Fund Class A CETAX
Class/Contract C000225292   Centerstone Investors Fund Class C CENNX
Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621
NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-PX | Act: 40 | File No.: 811-22655 | Film No.: 211193795