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Filing Detail
Form N-PX - Annual Report of proxy voting record of management investment companies:
SEC Accession No. 0001580642-19-003984
Filing Date
2019-08-28
Accepted
2019-08-28 16:57:48
Documents
1
Period of Report
2019-06-30
Effectiveness Date
2019-08-28

Document Format Files

Seq Description Document Type Size
1 N-PX nlftiiinpx.htm N-PX 3111443
  Complete submission text file 0001580642-19-003984.txt   3120268

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051248   Counterpoint Tactical Equity Fund
Class/Contract C000161620   Counterpoint Tactical Equity Fund Class A Shares CPAEX
Class/Contract C000161621   Counterpoint Tactical Equity Fund Class C Shares CPCEX
Class/Contract C000161622   Counterpoint Tactical Equity Fund Class I Shares CPIEX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051346   Swan Defined Risk Foreign Developed Fund
Class/Contract C000161877   Swan Defined Risk Foreign Developed Fund Class A Shares SDJAX
Class/Contract C000161878   Swan Defined Risk Foreign Developed Fund Class C Shares SDJCX
Class/Contract C000161879   Swan Defined Risk Foreign Developed Fund Class I Shares SDJIX
Class/Contract C000205839   Swan Defined Risk Foreign Developed Fund Class Y Shares SDJYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051347   Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880   Swan Defined Risk U.S. Small Cap Fund Class A Shares SDCAX
Class/Contract C000161881   Swan Defined Risk U.S. Small Cap Fund Class C Shares SDCCX
Class/Contract C000161882   Swan Defined Risk U.S. Small Cap Fund Class I Shares SDCIX
Class/Contract C000205840   Swan Defined Risk U.S. Small Cap Fund Class Y Shares SDCYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000054112   Boyd Watterson Limited Duration Enhanced Income Fund
Class/Contract C000170092   Boyd Watterson Limited Duration Enhanced Income Fund Class A Shares BWDAX
Class/Contract C000170093   Boyd Watterson Limited Duration Enhanced Income Fund Class C Shares BWDCX
Class/Contract C000170094   Boyd Watterson Limited Duration Enhanced Income Fund Class I Shares BWDIX
Class/Contract C000170095   Boyd Watterson Limited Duration Enhanced Income Fund Class I2 Shares BWDTX
Class/Contract C000170096   Boyd Watterson Limited Duration Enhanced Income Fund Class R Shares BWDRX
Class/Contract C000170097   Boyd Watterson Limited Duration Enhanced Income Fund Investor Class Shares BWDLX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000055429   HCM Income Plus Fund
Class/Contract C000174412   HCM Income Plus Fund Class A Shares HCMEX
Class/Contract C000174413   HCM Income Plus Fund Investor Class Shares HCMKX
Class/Contract C000213465   HCM Income Plus Fund Class I Shares
  Status Name Ticker Symbol
CIK 0001537140      
Series S000058178   Counterpoint Long-Short Equity Fund
Class/Contract C000190795   Counterpoint Long-Short Equity Fund Class A Shares CPQAX
Class/Contract C000190796   Counterpoint Long-Short Equity Fund Class C Shares CPQCX
Class/Contract C000190797   Counterpoint Long-Short Equity Fund Class I Shares CPQIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000061857   Counterpoint Tactical Municipal Fund
Class/Contract C000200261   Counterpoint Tactical Municipal Fund Class A TMNAX
Class/Contract C000200262   Counterpoint Tactical Municipal Fund Class C TMNCX
Class/Contract C000200263   Counterpoint Tactical Municipal Fund Class I TMNIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063529   Pinnacle TrendRating Innovative Equity Fund
Class/Contract C000205831   Pinnacle TrendRating Innovative Equity Fund Class I IPTRX
Class/Contract C000205832   Pinnacle TrendRating Innovative Equity Fund Class A APTRX
Class/Contract C000205833   Pinnacle TrendRating Innovative Equity Fund Class C CPTRX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063530   Pinnacle Dynamic Growth Fund
Class/Contract C000205834   Pinnacle Dynamic Growth Fund Class C PCDGX
Class/Contract C000205835   Pinnacle Dynamic Growth Fund Class A PADGX
Class/Contract C000205836   Pinnacle Dynamic Growth Fund Class I PIDGX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063531   Swan Defined Risk Growth Fund
Class/Contract C000205841   Swan Defined Risk Growth Fund Class Y Shares SDAYX
Class/Contract C000205842   Swan Defined Risk Growth Fund Class A Shares SDAAX
Class/Contract C000205843   Swan Defined Risk Growth Fund Class C Shares SDACX
Class/Contract C000205844   Swan Defined Risk Growth Fund Class I Shares SDAIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063975   ACM Tactical Income Fund
Class/Contract C000207033   ACM Tactical Income Fund Class I TINIX
Class/Contract C000207034   ACM Tactical Income Fund Class A TINAX
Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621
NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-PX | Act: 40 | File No.: 811-22655 | Film No.: 191062569