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Filing Detail
Form PRE 14A - Other preliminary proxy statements:
SEC Accession No. 0001580642-19-003025
Filing Date
2019-06-28
Accepted
2019-06-28 17:30:19
Documents
5
Period of Report
2019-06-28

Document Format Files

Seq Description Document Type Size
1 PRE 14A nlftiiipre14a.htm PRE 14A 146380
3 GRAPHIC image_001.jpg GRAPHIC 2132
4 GRAPHIC image_002.jpg GRAPHIC 5901
5 GRAPHIC img_001.gif GRAPHIC 3882
6 GRAPHIC img_002.gif GRAPHIC 2704
  Complete submission text file 0001580642-19-003025.txt   189409

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001537140      
Series S000037505   Swan Defined Risk Fund
Class/Contract C000115777   Swan Defined Risk Fund Class A Shares SDRAX
Class/Contract C000115778   Swan Defined Risk Fund Class C Shares SDRCX
Class/Contract C000115779   Swan Defined Risk Fund Class I Shares SDRIX
Class/Contract C000205837   Swan Defined Risk Fund Class Y Shares SDRYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000039332   Persimmon Long/Short Fund
Class/Contract C000121227   Persimmon Long/Short Fund Class I Shares LSEIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000039495   Good Harbor Tactical Core US Fund
Class/Contract C000121645   Good Harbor Tactical Core US Fund Class A Shares GHUAX
Class/Contract C000121646   Good Harbor Tactical Core US Fund Class C Shares GHUCX
Class/Contract C000121647   Good Harbor Tactical Core US Fund Class I Shares GHUIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000039735   Marathon Value Portfolio
Class/Contract C000123123   Marathon Value Portfolio MVPFX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000040312   Pinnacle Sherman Tactical Allocation Fund
Class/Contract C000125214   Pinnacle Sherman Tactical Allocation Fund Class A Shares PTAFX
Class/Contract C000125215   Pinnacle Sherman Tactical Allocation Fund Class C Shares PTCFX
Class/Contract C000125216   Pinnacle Sherman Tactical Allocation Fund Class I Shares PTIFX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000041869   The Covered Bridge Fund
Class/Contract C000129981   The Covered Bridge Fund Class A Shares TCBAX
Class/Contract C000129983   The Covered Bridge Fund Class I Shares TCBIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000042253   Leland Real Asset Opportunities Fund
Class/Contract C000131134   Leland Real Asset Opportunities Fund Class A Shares GHTAX
Class/Contract C000131135   Leland Real Asset Opportunities Fund Class C Shares GHTCX
Class/Contract C000131136   Leland Real Asset Opportunities Fund Class I Shares GHTIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000043255   The Teberg Fund
Class/Contract C000133836   The Teberg Fund TEBRX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000043339   RESQ Strategic Income Fund
Class/Contract C000134180   RESQ Strategic Income Fund Class A Shares RQIAX
Class/Contract C000134181   RESQ Strategic Income Fund Class I Shares RQIIX
Class/Contract C000145675   RESQ Strategic Income Fund Class C Shares RQICX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000043340   RESQ Dynamic Allocation Fund
Class/Contract C000134182   RESQ Dynamic Allocation Class A Shares RQEAX
Class/Contract C000134183   RESQ Dynamic Allocation Class I Shares RQEIX
Class/Contract C000145676   RESQ Dynamic Allocation Class C Shares RQECX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000044092   Issachar Fund
Class/Contract C000136884   Issachar Fund Class N Shares LIONX
Class/Contract C000136885   Issachar Fund Class I Shares LIOTX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000045221   Newfound Risk Managed Global Sectors Fund
Class/Contract C000140783   Newfound Risk Managed Global Sectors Fund Class A Shares NFGAX
Class/Contract C000140785   Newfound Risk Managed Global Sectors Fund Class I Shares NFGIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000045942   HCM Tactical Growth Fund
Class/Contract C000143207   HCM Tactical Growth Fund Class A Shares HCMGX
Class/Contract C000143208   HCM Tactical Growth Fund Investor Shares HCMDX
Class/Contract C000143209   HCM Tactical Growth Fund Class I Shares HCMIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000046171   Good Harbor Tactical Select Fund
Class/Contract C000144436   Good Harbor Tactical Select Fund Class I Shares GHSIX
Class/Contract C000147983   Good Harbor Tactical Select Fund Class A Shares GHSAX
Class/Contract C000147984   Good Harbor Tactical Select Fund Class C Shares GHSCX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000046376   Newfound Multi-Asset Income Fund
Class/Contract C000144913   Newfound Multi-Asset Income Fund Class A NFMAX
Class/Contract C000144915   Newfound Multi-Asset Income Fund Class I NFMIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000046898   Counterpoint Tactical Income Fund
Class/Contract C000146567   Counterpoint Tactical Income Fund Class A Shares CPATX
Class/Contract C000146568   Counterpoint Tactical Income Fund Class C Shares CPCTX
Class/Contract C000146569   Counterpoint Tactical Income Fund Class I Shares CPITX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000047421   Swan Defined Risk Emerging Markets Fund
Class/Contract C000148875   Swan Defined Risk Emerging Markets Fund Class A Shares SDFAX
Class/Contract C000148876   Swan Defined Risk Emerging Markets Fund Class C Shares SDFCX
Class/Contract C000148877   Swan Defined Risk Emerging Markets Fund Class I Shares SDFIX
Class/Contract C000205838   Swan Defined Risk Emerging Markets Fund Class Y Shares SDFYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000047794   ACM Dynamic Opportunity Fund
Class/Contract C000150164   ACM Dynamic Opportunity Fund Class A Shares ADOAX
Class/Contract C000150165   ACM Dynamic Opportunity Fund Class I Shares ADOIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000048332   HCM Dividend Sector Plus Fund
Class/Contract C000152642   HCM Dividend Sector Plus Fund Class A Shares HCMNX
Class/Contract C000152643   HCM Dividend Sector Plus Fund Class A1 Shares HCMWX
Class/Contract C000152644   HCM Dividend Sector Plus Fund Investor Class Shares HCMPX
Class/Contract C000152645   HCM Dividend Sector Plus Fund Class I Shares HCMQX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000049469   Newfound Risk Managed U.S. Sectors Fund
Class/Contract C000156385   Newfound Risk Managed U.S. Sectors Fund Class A Shares NFDAX
Class/Contract C000156387   Newfound Risk Managed U.S. Sectors Fund Class I Shares NFDIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000050335   Leland Thomson Reuters Venture Capital Index Fund
Class/Contract C000158907   Leland Thomson Reuters Venture Capital Index Fund Class A Shares LDVAX
Class/Contract C000158908   Leland Thomson Reuters Venture Capital Index Fund Class C Shares LDVCX
Class/Contract C000158909   Leland Thomson Reuters Venture Capital Index Fund Class I Shares LDVIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000050336   Leland Thomson Reuters Private Equity Buyout Index Fund
Class/Contract C000158910   Leland Thomson Reuters Private Equity Buyout Index Fund Class A LDPAX
Class/Contract C000158911   Leland Thomson Reuters Private Equity Buyout Index Fund Class C LDPCX
Class/Contract C000158912   Leland Thomson Reuters Private Equity Buyout Index Fund Class I LDPIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000050600   Pinnacle Sherman Multi-Strategy Core Fund
Class/Contract C000159719   Pinnacle Sherman Multi-Strategy Core Fund Class A APSHX
Class/Contract C000159720   Pinnacle Sherman Multi-Strategy Core Fund Class C CPSHX
Class/Contract C000159721   Pinnacle Sherman Multi-Strategy Core Fund Class I IPSHX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051215   Absolute Capital Asset Allocator Fund
Class/Contract C000161384   Absolute Capital Asset Allocator Fund Class A Shares AAMAX
Class/Contract C000161385   Absolute Capital Asset Allocator Fund Institutional Class Shares AAMIX
Class/Contract C000161386   Absolute Capital Asset Allocator Fund Investor Class Shares AAMCX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051216   Absolute Capital Defender Fund
Class/Contract C000161387   Absolute Capital Defender Fund Class A Shares ACMAX
Class/Contract C000161388   Absolute Capital Defender Fund Institutional Class Shares ACMIX
Class/Contract C000161389   Absolute Capital Defender Fund Investor Class Shares ACMDX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051248   Counterpoint Tactical Equity Fund
Class/Contract C000161620   Counterpoint Tactical Equity Fund Class A Shares CPAEX
Class/Contract C000161621   Counterpoint Tactical Equity Fund Class C Shares CPCEX
Class/Contract C000161622   Counterpoint Tactical Equity Fund Class I Shares CPIEX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051346   Swan Defined Risk Foreign Developed Fund
Class/Contract C000161877   Swan Defined Risk Foreign Developed Fund Class A Shares SDJAX
Class/Contract C000161878   Swan Defined Risk Foreign Developed Fund Class C Shares SDJCX
Class/Contract C000161879   Swan Defined Risk Foreign Developed Fund Class I Shares SDJIX
Class/Contract C000205839   Swan Defined Risk Foreign Developed Fund Class Y Shares SDJYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000051347   Swan Defined Risk U.S. Small Cap Fund
Class/Contract C000161880   Swan Defined Risk U.S. Small Cap Fund Class A Shares SDCAX
Class/Contract C000161881   Swan Defined Risk U.S. Small Cap Fund Class C Shares SDCCX
Class/Contract C000161882   Swan Defined Risk U.S. Small Cap Fund Class I Shares SDCIX
Class/Contract C000205840   Swan Defined Risk U.S. Small Cap Fund Class Y Shares SDCYX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000054112   Boyd Watterson Limited Duration Enhanced Income Fund
Class/Contract C000170092   Boyd Watterson Limited Duration Enhanced Income Fund Class A Shares BWDAX
Class/Contract C000170093   Boyd Watterson Limited Duration Enhanced Income Fund Class C Shares BWDCX
Class/Contract C000170094   Boyd Watterson Limited Duration Enhanced Income Fund Class I Shares BWDIX
Class/Contract C000170095   Boyd Watterson Limited Duration Enhanced Income Fund Class I2 Shares BWDTX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000055429   HCM Income Plus Fund
Class/Contract C000174412   HCM Income Plus Fund Class A Shares HCMEX
Class/Contract C000174413   HCM Income Plus Fund Investor Class Shares HCMKX
Class/Contract C000213465   HCM Income Plus Fund Class I Shares
  Status Name Ticker Symbol
CIK 0001537140      
Series S000058178   Counterpoint Long-Short Equity Fund
Class/Contract C000190795   Counterpoint Long-Short Equity Fund Class A Shares CPQAX
Class/Contract C000190796   Counterpoint Long-Short Equity Fund Class C Shares CPQCX
Class/Contract C000190797   Counterpoint Long-Short Equity Fund Class I Shares CPQIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000061857   Counterpoint Tactical Municipal Fund
Class/Contract C000200261   Counterpoint Tactical Municipal Fund Class A TMNAX
Class/Contract C000200262   Counterpoint Tactical Municipal Fund Class C TMNCX
Class/Contract C000200263   Counterpoint Tactical Municipal Fund Class I TMNIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063529   Pinnacle TrendRating Innovative Equity Fund
Class/Contract C000205831   Pinnacle TrendRating Innovative Equity Fund Class I IPTRX
Class/Contract C000205832   Pinnacle TrendRating Innovative Equity Fund Class A APTRX
Class/Contract C000205833   Pinnacle TrendRating Innovative Equity Fund Class C CPTRX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063530   Pinnacle Dynamic Growth Fund
Class/Contract C000205834   Pinnacle Dynamic Growth Fund Class C PCDGX
Class/Contract C000205835   Pinnacle Dynamic Growth Fund Class A PADGX
Class/Contract C000205836   Pinnacle Dynamic Growth Fund Class I PIDGX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063531   Swan Defined Risk Growth Fund
Class/Contract C000205841   Swan Defined Risk Growth Fund Class Y Shares SDAYX
Class/Contract C000205842   Swan Defined Risk Growth Fund Class A Shares SDAAX
Class/Contract C000205843   Swan Defined Risk Growth Fund Class C Shares SDACX
Class/Contract C000205844   Swan Defined Risk Growth Fund Class I Shares SDAIX
  Status Name Ticker Symbol
CIK 0001537140      
Series S000063975   ACM Tactical Income Fund
Class/Contract C000207033   ACM Tactical Income Fund Class I TINIX
Class/Contract C000207034   ACM Tactical Income Fund Class A TINAX
Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 631-470-2621
NORTHERN LIGHTS FUND TRUST III (Filer) CIK: 0001537140 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: PRE 14A | Act: 34 | File No.: 811-22655 | Film No.: 19930576