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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001213900-18-011006
Filing Date
2018-08-14
Accepted
2018-08-14 16:12:42
Documents
10
Period of Report
2018-08-10
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT f8k081018_gwgholdings.htm 8-K 84048
2 CERTIFICATE OF DESIGNATIONS OF SERIES B CONVERTIBLE PREFERRED STOCK f8k081018ex4-1_gwgholdings.htm EX-4.1 37675
3 SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 10, 2018 TO THE AMENDED AND RESTATED I f8k081018ex4-2_gwgholdings.htm EX-4.2 105803
4 THIRD AMENDMENT TO MASTER EXCHANGE AGREEMENT, DATED AUGUST 10, 2018, BETWEEN GWG f8k081018ex10-1_gwgholdings.htm EX-10.1 223573
5 COMMERCIAL LOAN AGREEMENT, DATED AUGUST 10, 2018, BETWEEN GWG HOLDINGS, INC. AND f8k081018ex10-2_gwgholdings.htm EX-10.2 189705
6 EXCHANGEABLE NOTE, DATED AUGUST 10, 2018, FROM THE BENEFICIENT COMPANY GROUP, L. f8k081018ex10-3_gwgholdings.htm EX-10.3 85218
7 REGISTRATION RIGHTS AGREEMENT, DATED AUGUST 10, 2018, BETWEEN GWG HOLDINGS, INC. f8k081018ex10-4_gwgholdings.htm EX-10.4 154514
8 REGISTRATION RIGHTS AGREEMENT, DATED AUGUST 10, 2018, BETWEEN GWG HOLDINGS, INC. f8k081018ex10-5_gwgholdings.htm EX-10.5 103020
9 PRESS RELEASE DATED AS OF AUGUST 14, 2018 f8k081018ex99-1_gwgholdings.htm EX-99.1 18402
10 GRAPHIC image_001.jpg GRAPHIC 5012
  Complete submission text file 0001213900-18-011006.txt   1010455
Mailing Address 220 SOUTH SIXTH STREET SUITE 1200 MINNEAPOLIS MN 55402
Business Address 220 SOUTH SIXTH STREET SUITE 1200 MINNEAPOLIS MN 55402 877-494-2388
GWG Holdings, Inc. (Filer) CIK: 0001522690 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-36615 | Film No.: 181017623
SIC: 6311 Life Insurance