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Form S-4 - Registration of securities, business combinations:
SEC Accession No. 0001104659-20-113961
Filing Date
2020-10-09
Accepted
2020-10-09 17:03:17
Documents
13

Document Format Files

Seq Description Document Type Size
1 FORM S-4 tm2032886-1_s4.htm S-4 1146147
2 EXHIBIT 5.1 tm2032886d1_ex5-1.htm EX-5.1 30996
3 EXHIBIT 23.1 tm2032886d1_ex23-1.htm EX-23.1 3465
4 EXHIBIT 25.1 tm2032886d1_ex25-1.htm EX-25.1 60480
5 EXHIBIT 99.1 tm2032886d1_ex99-1.htm EX-99.1 131942
6 EXHIBIT 99.2 tm2032886d1_ex99-2.htm EX-99.2 23182
7 EXHIBIT 99.3 tm2032886d1_ex99-3.htm EX-99.3 12811
8 GRAPHIC tm2032886-1_s4img001.jpg GRAPHIC 8102
9 GRAPHIC tm2032886-1_s4img002.jpg GRAPHIC 37521
10 GRAPHIC tm2032886-1_s4img003.jpg GRAPHIC 9419
11 GRAPHIC tm2032886-1_s4img004.jpg GRAPHIC 25790
12 GRAPHIC tm2032886-1_s4img005.jpg GRAPHIC 3115
13 GRAPHIC tm2032886-1_s4img006.jpg GRAPHIC 49083
  Complete submission text file 0001104659-20-113961.txt   1595565
Mailing Address 85 BROAD STREET 22ND FLOOR NEW YORK NY 10004
Business Address 85 BROAD STREET 22ND FLOOR NEW YORK NY 10004 (212) 825-4331
OPPENHEIMER HOLDINGS INC (Filer) CIK: 0000791963 (see all company filings)

IRS No.: 980080034 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-249423 | Film No.: 201233829
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 125 BROAD STREET NEW YORK NY 10004
Business Address 125 BROAD STREET NEW YORK NY 10004 212-668-8000
E.A. Viner International Co. (Filer) CIK: 0001521911 (see all company filings)

IRS No.: 760148280 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-249423-01 | Film No.: 201233827

Mailing Address 125 BROAD STREET NEW YORK NY 10004
Business Address 125 BROAD STREET NEW YORK NY 10004 212-668-8000
Viner Finance Inc. (Filer) CIK: 0001521912 (see all company filings)

IRS No.: 980100459 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4 | Act: 33 | File No.: 333-249423-02 | Film No.: 201233828