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Form 13F-NT - Quarterly report filed by institutional managers, Notice:
SEC Accession No. 0001213900-23-086209
Filing Date
2023-11-13
Accepted
2023-11-13 17:00:04
Documents
1
Period of Report
2023-09-30
Effectiveness Date
2023-11-13

Document Format Files

Seq Description Document Type Size
1 primary_doc.html 13F-NT  
1 primary_doc.xml 13F-NT 2262
  Complete submission text file 0001213900-23-086209.txt   3556
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 310-966-1444
B. Riley Securities, Inc. (Filer) CIK: 0001505748 (see all company filings)

IRS No.: 521630477 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 13F-NT | Act: 34 | File No.: 028-14034 | Film No.: 231399812