EDGAR Filing Documents for 0001213900-18-007288

Form 8-K - Current report:

SEC Accession No. 0001213900-18-007288

Filing Date

2018-06-06

Accepted

2018-06-06 09:11:21

Documents

Period of Report

2018-06-05

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	f8k060518_enercoreinc.htm	8-K	75046
2	FORM OF CONVERTIBLE SENIOR SECURED PROMISSORY NOTE	f8k060518ex4-1_enercore.htm	EX-4.1	236322
3	FORM OF WARRANT	f8k060518ex4-2_enercore.htm	EX-4.2	114219
4	FORM OF 2015 AMENDMENT AGREEMENT, EFFECTIVE AS OF JUNE 5, 2018	f8k060518ex4-3_enercore.htm	EX-4.3	34252
5	FORM OF 2016 AMENDMENT AGREEMENT, EFFECTIVE AS OF JUNE 5, 2018	f8k060518ex4-4_enercore.htm	EX-4.4	41790
6	FORM OF BRIDGE AMENDMENT AGREEMENT, EFFECTIVE AS OF JUNE 5, 2018	f8k060518ex4-5_enercore.htm	EX-4.5	25783
7	FORM OF THIRD AMENDMENT TO CONVERTIBLE UNSECURED PROMISSORY NOTES ISSUED IN SEPT	f8k060518ex4-6_enercore.htm	EX-4.6	36706
8	FORM OF SECURITIES PURCHASE AGREEMENT, DATED JUNE 5, 2018, BY AND AMONG ENER-COR	f8k060518ex10-1_enercore.htm	EX-10.1	705355
9	FORM OF TERMINATION AGREEMENT, BY AND AMONG ENER-CORE, INC., ENER-CORE POWER, IN	f8k060518ex10-2_enercore.htm	EX-10.2	20296
10	FORM OF THIRD AMENDMENT TO SUBORDINATION AND INTERCREDITOR AGREEMENT, DATED SEPT	f8k060518ex10-3_enercore.htm	EX-10.3	28782
11	FORM OF FOURTH AMENDMENT TO PLEDGE AND SECURITY AGREEMENT, DATED APRIL 23, 2015,	f8k060518ex10-4_enercore.htm	EX-10.4	50817
	Complete submission text file	0001213900-18-007288.txt		1370855

Mailing Address 8965 RESEARCH DRIVE IRVINE CA 92618

Business Address 8965 RESEARCH DRIVE IRVINE CA 92618 (949) 616-3300

Ener-Core, Inc. (Filer) CIK: 0001495536 (see all company filings)