Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
SEC Accession No. 0001445546-14-004972
Filing Date
2014-10-08
Accepted
2014-10-08 08:54:20
Documents
4
Effectiveness Date
2014-10-08

Document Format Files

Seq Description Document Type Size
1 FIDELITY BOND funds_17g.txt 40-17G 4519
2 BLANKET BOND AND RIDERS exhibit1.txt EX-99 91297
3 CERTIFICATE OF ASSISTANT SECRETARY exhibit4.txt EX-99 23865
4 BLANKET BOND INSURANCE AGREEMENT exhibit5.txt EX-99 43634
  Complete submission text file 0001445546-14-004972.txt   180018
Mailing Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (Filer) CIK: 0001276469 (see all company filings)

EIN.: 593779311
Type: 40-17G | Act: 40 | File No.: 811-21496 | Film No.: 141146969

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Filer) CIK: 0001282850 (see all company filings)

EIN.: 113716541
Type: 40-17G | Act: 40 | File No.: 811-21539 | Film No.: 141146972

Mailing Address FIRST TRUST PORTFOLIOS L P 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST ENERGY INCOME & GROWTH FUND (Filer) CIK: 0001284940 (see all company filings)

EIN.: 113716544
Type: 40-17G | Act: 40 | File No.: 811-21549 | Film No.: 141146967

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENHANCED EQUITY INCOME FUND (Filer) CIK: 0001291334 (see all company filings)

EIN.: 300261406
Type: 40-17G | Act: 40 | File No.: 811-21586 | Film No.: 141146968

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (Filer) CIK: 0001302624 (see all company filings)

EIN.: 736357662
Type: 40-17G | Act: 40 | File No.: 811-21636 | Film No.: 141146966

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630765-8000
FIRST TRUST MORTGAGE INCOME FUND (Filer) CIK: 0001319183 (see all company filings)

EIN.: 356758396
Type: 40-17G | Act: 40 | File No.: 811-21727 | Film No.: 141146973

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-17G | Act: 40 | File No.: 811-21774 | Film No.: 141146976

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST STRATEGIC HIGH INCOME FUND II (Filer) CIK: 0001329388 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-21842 | Film No.: 141146974

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (Filer) CIK: 0001363438 (see all company filings)

EIN.: 711005833
Type: 40-17G | Act: 40 | File No.: 811-21905 | Film No.: 141146965

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-21944 | Film No.: 141146975

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22019 | Film No.: 141146977

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0001392994 (see all company filings)

EIN.: 061810845
Type: 40-17G | Act: 40 | File No.: 811-22039 | Film No.: 141146970

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST DIVIDEND & INCOME FUND (Filer) CIK: 0001403275 (see all company filings)

EIN.: 392057966
Type: 40-17G | Act: 40 | File No.: 811-22080 | Film No.: 141146971

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-17G | Act: 40 | File No.: 811-22245 | Film No.: 141146956

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST HIGH INCOME LONG/SHORT FUND (Filer) CIK: 0001494530 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22442 | Film No.: 141146964

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22452 | Film No.: 141146963

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22519 | Film No.: 141146962

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENERGY INFRASTRUCTURE FUND (Filer) CIK: 0001513789 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22528 | Film No.: 141146961

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22559 | Film No.: 141146959

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22652 | Film No.: 141146957

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22709 | Film No.: 141146954

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22717 | Film No.: 141146958

Mailing Address 120 E. LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST MLP & ENERGY INCOME FUND (Filer) CIK: 0001556336 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22738 | Film No.: 141146960

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22767 | Film No.: 141146953

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Intermediate Duration Preferred & Income Fund (Filer) CIK: 0001567569 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22795 | Film No.: 141146955

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (Filer) CIK: 0001589420 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22902 | Film No.: 141146952