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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001144204-16-141184
Filing Date
2016-12-23
Accepted
2016-12-23 12:27:44
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A v453542_40appa.htm 40-APP/A 226621
  Complete submission text file 0001144204-16-141184.txt   238618
Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

IRS No.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14679 | Film No.: 162068449

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

IRS No.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-15 | Film No.: 162068465

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley Capital LLC (Filer) CIK: 0001494087 (see all company filings)

IRS No.: 204276388 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-14 | Film No.: 162068464

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

IRS No.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-09 | Film No.: 162068459

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
Medley Opportunity Fund II LP (Filer) CIK: 0001525228 (see all company filings)

IRS No.: 273577952 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-13 | Film No.: 162068463

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II GP LLC (Filer) CIK: 0001525229 (see all company filings)

IRS No.: 273770755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-12 | Film No.: 162068462

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II Management LLC (Filer) CIK: 0001525230 (see all company filings)

IRS No.: 273770392 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-01 | Film No.: 162068461

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley LLC (Filer) CIK: 0001536577 (see all company filings)

IRS No.: 272437343 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-16 | Film No.: 162068466
SIC: 6282 Investment Advice

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
SIC Advisors LLC (Filer) CIK: 0001543338 (see all company filings)

IRS No.: 800788332 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-08 | Film No.: 162068458

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC GP, LLC (Filer) CIK: 0001544012 (see all company filings)

IRS No.: 900801629 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-10 | Film No.: 162068460

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC, LP (Filer) CIK: 0001544013 (see all company filings)

IRS No.: 800790912 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-11 | Film No.: 162068448

Mailing Address MOF III GP LLC 600 MONTGOMERY STREET, 35TH FLOOR SAN FRANCISCO CA 94111
Business Address MOF III GP LLC 600 MONTGOMERY STREET, 35TH FLOOR SAN FRANCISCO CA 94111 415.321.3180
Medley Opportunity Fund III LP (Filer) CIK: 0001629102 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-02 | Film No.: 162068452

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Sierra Total Return Fund (Filer) CIK: 0001665056 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-07 | Film No.: 162068457

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
STRF Advisors LLC (Filer) CIK: 0001675932 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14679-06 | Film No.: 162068456

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley Capital Strategies (KOC) LLC (Filer) CIK: 0001677612 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-05 | Film No.: 162068455

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III GP LLC (Filer) CIK: 0001677613 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-04 | Film No.: 162068454

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III Management LLC (Filer) CIK: 0001677614 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-03 | Film No.: 162068453

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Sierra Opportunity Fund (Filer) CIK: 0001685266 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-18 | Film No.: 162068451

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 2127590777
SOF Advisors LLC (Filer) CIK: 0001692822 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14679-17 | Film No.: 162068450