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Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001144204-16-114517
Filing Date
2016-07-26
Accepted
2016-07-26 16:45:41
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP v433429_40app.htm 40-APP 204854
  Complete submission text file 0001144204-16-114517.txt   215534
Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 212-759-0777
Medley Capital Corp (Filer) CIK: 0001490349 (see all company filings)

IRS No.: 274576073 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP | Act: 40 | File No.: 812-14679 | Film No.: 161784745

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
MCC Advisors LLC (Filer) CIK: 0001494085 (see all company filings)

IRS No.: 272427252 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-15 | Film No.: 161784759

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley Capital LLC (Filer) CIK: 0001494087 (see all company filings)

IRS No.: 204276388 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-14 | Film No.: 161784758

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Sierra Income Corp (Filer) CIK: 0001523526 (see all company filings)

IRS No.: 452544432 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-09 | Film No.: 161784753

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
Medley Opportunity Fund II LP (Filer) CIK: 0001525228 (see all company filings)

IRS No.: 273577952 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-13 | Film No.: 161784757

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II GP LLC (Filer) CIK: 0001525229 (see all company filings)

IRS No.: 273770755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-12 | Film No.: 161784756

Mailing Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 (212) 759-0777
MOF II Management LLC (Filer) CIK: 0001525230 (see all company filings)

IRS No.: 273770392 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-01 | Film No.: 161784744

Mailing Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152
Business Address 375 PARK AVENUE SUITE 3304 NEW YORK NY 10152 212-759-0777
Medley LLC (Filer) CIK: 0001536577 (see all company filings)

IRS No.: 272437343 | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-16 | Film No.: 161784760
SIC: 6282 Investment Advice

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
SIC Advisors LLC (Filer) CIK: 0001543338 (see all company filings)

IRS No.: 800788332 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-08 | Film No.: 161784752

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC GP, LLC (Filer) CIK: 0001544012 (see all company filings)

IRS No.: 900801629 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-10 | Film No.: 161784754

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Medley SBIC, LP (Filer) CIK: 0001544013 (see all company filings)

IRS No.: 800790912 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-11 | Film No.: 161784755

Mailing Address C/O MOF III GP LLC 600 MONTGOMERY STREET, 35TH FLOOR SAN FRANCISCO CA 94111
Business Address C/O MOF III GP LLC 600 MONTGOMERY STREET, 35TH FLOOR SAN FRANCISCO CA 94111 415.321.3180
Medley Opportunity Fund III LP (Filer) CIK: 0001629102 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-02 | Film No.: 161784746

Mailing Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152
Business Address 375 PARK AVENUE 33RD FLOOR NEW YORK NY 10152 212-759-0777
Sierra Total Return Fund (Filer) CIK: 0001665056 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-07 | Film No.: 161784751

Mailing Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017
Business Address 280 PARK AVENUE 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
STRF Advisors LLC (Filer) CIK: 0001675932 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-14679-06 | Film No.: 161784750

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
Medley Capital Strategies (KOC) LLC (Filer) CIK: 0001677612 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-05 | Film No.: 161784749

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III GP LLC (Filer) CIK: 0001677613 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-04 | Film No.: 161784748

Mailing Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017
Business Address C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 (212) 759-0777
MOF III Management LLC (Filer) CIK: 0001677614 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14679-03 | Film No.: 161784747