Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0001193125-25-213703
Filing Date
2025-09-23
Accepted
2025-09-23 18:31:42
Documents
1
Period of Report
2025-09-20

Document Format Files

Seq Description Document Type Size
1 4 ownership.html 4  
1 4 ownership.xml 4 8863
  Complete submission text file 0001193125-25-213703.txt   12302
Mailing Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067
Business Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067 310-246-3700
LONG BALL PARTNERS LLC (Reporting) CIK: 0001308057 (see all company filings)

State of Incorp.: DE
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 251334861

Mailing Address C/O IMPERIAL CAPITAL ASSET MANAGEMENT, L 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067
Business Address
Reese Jason W. (Reporting) CIK: 0001479613 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 251334863

Mailing Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410
Business Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410 (617) 375-3006
Great Elm Group, Inc. (Issuer) CIK: 0001831096 (see all company filings)

EIN.: 853622015 | State of Incorp.: DE | Fiscal Year End: 0630
SIC: 7372 Services-Prepackaged Software
(CF Office: 06 Technology)

Mailing Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410
Business Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410 5612147901
Imperial Capital Group Holdings II, LLC (Reporting) CIK: 0001961798 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 251334860

Mailing Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410
Business Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410 310-246-3644
Imperial Capital Asset Management, LLC (Reporting) CIK: 0002047704 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 251334862