Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000014745-22-000002
Filing Date
2022-02-25
Accepted
2022-02-25 15:15:25
Documents
2
Period of Report
2021-12-31
Effectiveness Date
2022-02-25

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2345
2 FINANCIAL STATEMENTS AuditedFinancials2021.pdf FULL 8628019
  Complete submission text file 0000014745-22-000002.txt   11158841
Mailing Address ONE TURKS HEAD PLACE - SUITE 800 PROVIDENCE RI 02903-2273
Business Address ONE TURKS HEAD PLACE - SUITE 800 PROVIDENCE RI 02903-2273 (401) 421-8900
BROWN, LISLE/CUMMINGS, INC. (Filer) CIK: 0000014745 (see all company filings)

EIN.: 050310503 | State of Incorp.: RI | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-12716 | Film No.: 22679061