Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000014745-21-000002
Filing Date
2021-02-17
Accepted
2021-02-17 16:49:01
Documents
2
Period of Report
2020-12-31
Effectiveness Date
2021-02-17

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2287
2 FINANCIAL STATEMENTS auditedstatement.pdf FULL 10916187
  Complete submission text file 0000014745-21-000002.txt   14281028
Mailing Address ONE TURKS HEAD PLACE - SUITE 800 PROVIDENCE RI 02903-2273
Business Address ONE TURKS HEAD PLACE - SUITE 800 PROVIDENCE RI 02903-2273 (401) 421-8900
BROWN, LISLE/CUMMINGS, INC. (Filer) CIK: 0000014745 (see all company filings)

EIN.: 050310503 | State of Incorp.: RI | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-12716 | Film No.: 21645573