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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001615774-19-005531
Filing Date
2019-04-09
Accepted
2019-04-09 16:50:55
Documents
9
Period of Report
2019-04-03
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K s116706_8k.htm 8-K 31558
2 EXHIBIT 3.1 s116706_ex3-1.htm EX-3.1 10850
3 EXHIBIT 10.1 s116706_ex10-1.htm EX-10.1 10670
4 EXHIBIT 10.2 s116706_ex10-2.htm EX-10.2 10656
5 EXHIBIT 10.3 s116706_ex10-3.htm EX-10.3 10717
6 EXHIBIT 10.4 s116706_ex10-4.htm EX-10.4 10416
7 EXHIBIT 10.5 s116706_ex10-5.htm EX-10.5 10515
8 EXHIBIT 10.6 s116706_ex10-6.htm EX-10.6 10700
9 EXHIBIT 10.7 s116706_ex10-7.htm EX-10.7 10574
  Complete submission text file 0001615774-19-005531.txt   118164
Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-37503 | Film No.: 19739932
SIC: 7389 Services-Business Services, NEC