EDGAR Filing Documents for 0001615774-16-007962

Form 8-K - Current report:

SEC Accession No. 0001615774-16-007962

Filing Date

2016-11-02

Accepted

2016-11-02 16:47:01

Documents

Period of Report

2016-10-27

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	8-K	s104501_8k.htm	8-K	45797
2	EXHIBIT 1.1	s104501_ex1-1.htm	EX-1.1	155618
3	EXHIBIT 4,1	s104501_ex4-1.htm	EX-4.1	388760
4	EXHIBIT 4,2	s104501_ex4-2.htm	EX-4.2	91668
5	EXHIBIT 5.1	s104501_ex5-1.htm	EX-5.1	21567
6	EXHIBIT 99.1	s104501_ex99-1.htm	EX-99.1	8488
7	EXHIBIT 99.2	s104501_ex99-2.htm	EX-99.2	10009
8	GRAPHIC	logo1img1_ex99-1.jpg	GRAPHIC	7303
9	GRAPHIC	image_001.jpg	GRAPHIC	2535
10	GRAPHIC	image_002.jpg	GRAPHIC	2574
	Complete submission text file	0001615774-16-007962.txt		740849

Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367

Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737

B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)