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Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0001213900-22-027493
Filing Date
2022-05-17
Accepted
2022-05-17 10:42:09
Documents
3
Group Members
AFOB FIP RILY, LLCDANIEL ASHEREQUITEC PROPRIETARY MARKETS, LLCFRED GOLDMANMICHAEL LAROCQUE

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D ea160094-13ddjfund_briley.htm SC 13D 200675
2 JOINT FILING AGREEMENT ea160094ex99-1_briley.htm EX-99.1 7129
3 TRANSACTIONS OF THE REPORTING PERSONS EFFECTED SINCE THE LAST 13D FILING ea160094ex99-2_briley.htm EX-99.2 32759
  Complete submission text file 0001213900-22-027493.txt   242368
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Subject) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-84964 | Film No.: 22932885
SIC: 6282 Investment Advice

Mailing Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604
Business Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604 312-692-5007
DJ Fund Investments, LLC - Series E (Filed by) CIK: 0001628353 (see all company filings)

IRS No.: 463799992 | State of Incorp.: IL | Fiscal Year End: 1231
Type: SC 13D