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Form SC TO-T - Tender offer statement by Third Party:
SEC Accession No. 0001213900-21-004657
Filing Date
2021-01-27
Accepted
2021-01-27 17:05:59
Documents
14
Group Members
B. RILEY PRINCIPAL MERGER CORP. III

Document Format Files

Seq Description Document Type Size
1 sctot_brileyfinan.htm SC TO-T 158932
2 OFFER TO PURCHASE DATED JANUARY 27, 2021 sctotex99a1i_briley.htm EX-99.(A)(1)(I) 1095153
3 FORM OF LETTER OF TRANSMITTAL (INCLUDING GUIDELINES FOR CERTIFICATION OF TAXPAYE sctotex99a1ii_briley.htm EX-99.(A)(1)(II) 255877
4 FORM OF NOTICE OF GUARANTEED DELIVERY. sctotex99a1iii_briley.htm EX-99.(A)(1)(III) 57228
5 FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER sctotex99a1iv_briley.htm EX-99.(A)(1)(IV) 25948
6 FORM OF LETTER TO CLIENTS FOR USE BY BROKERS, DEALERS, COMMERCIAL BANKS, TRUST C sctotex99a1v_briley.htm EX-99.(A)(1)(V) 43069
7 GRAPHIC tbriley_logo.jpg GRAPHIC 34624
8 GRAPHIC tproxy_001.jpg GRAPHIC 1433373
9 GRAPHIC tproxy_002.jpg GRAPHIC 2087958
10 GRAPHIC tproxy_003.jpg GRAPHIC 1559380
11 GRAPHIC tproxy_004.jpg GRAPHIC 1784711
12 GRAPHIC tproxy_005.jpg GRAPHIC 1570048
13 GRAPHIC tproxy_006.jpg GRAPHIC 612588
14 GRAPHIC tinnisfree_logo.jpg GRAPHIC 33216
  Complete submission text file 0001213900-21-004657.txt   14150464
Mailing Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281
Business Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 212-417-8000
NATIONAL HOLDINGS CORP (Subject) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC TO-T | Act: 34 | File No.: 005-51125 | Film No.: 21560765
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Filed by) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC TO-T
SIC: 7389 Services-Business Services, NEC