EDGAR Filing Documents for 0001213900-20-039700

Form SC 13D - General Statement of Acquisition of Beneficial Ownership:

SEC Accession No. 0001213900-20-039700

Filing Date

2020-11-27

Accepted

2020-11-27 17:08:18

Documents

Group Members

B. RILEY CAPITAL MANAGEMENT, LLCB. RILEY PRINCIPAL INVESTMENTS, LLCBR DIALECTIC CAPITAL MANAGEMENT, LLCBRC PARTNERS MANAGEMENT GP, LLCBRC PARTNERS OPPORTUNITIES FUND, LPBRYANT R. RILEYDIALECTIC ANTITHESIS PARTNERS, LP

Document Format Files

Seq	Description	Document	Type	Size
1	SCHEDULE 13D	ea130654-13dbriley_themaven.htm	SC 13D	258423
2	LETTER TO THE BOARD OF DIRECTORS OF THE ISSUER, FROM CERTAIN OF THE REPORTING PE	ea130654ex99-1_brileyfin.htm	EX-99.1	4580
3	GROUP AGREEMENT, DATED AS OF NOVEMBER 25, 2020, BY AND BETWEEN B. RILEY FINANCIA	ea130654ex99-2_brileyfin.htm	EX-99.2	13088
4	VOTING AGREEMENT, UNDATED, EXECUTED BY BRC PARTNERS OPPORTUNITY FUND, LP	ea130654ex99-3_brileyfin.htm	EX-99.3	3664
5	VOTING AGREEMENT, UNDATED, EXECUTED BY B. RILEY SECURITIES, INC	ea130654ex99-4_brileyfin.htm	EX-99.4	4089
6	JOINT FILING AGREEMENT, DATED AS OF NOVEMBER 27, 2020	ea130654ex99-5_brileyfin.htm	EX-99.5	30258
7	GRAPHIC	ex3_001.jpg	GRAPHIC	1732
8	GRAPHIC	ex4_001.jpg	GRAPHIC	1481
	Complete submission text file	0001213900-20-039700.txt		321009

Mailing Address 1500 FOURTH AVENUE, SUITE 200 SEATTLE WA 98101

Business Address 1500 FOURTH AVENUE, SUITE 200 SEATTLE WA 98101 775-600-2765

theMaven, Inc. (Subject) CIK: 0000894871 (see all company filings)

Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025

Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737

B. Riley Financial, Inc. (Filed by) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D
SIC: 7389 Services-Business Services, NEC