EDGAR Filing Documents for 0001213900-19-018696

Form S-3 - Registration statement under Securities Act of 1933:

SEC Accession No. 0001213900-19-018696

Filing Date

2019-09-23

Accepted

2019-09-23 17:21:01

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	REGISTRATION STATEMENT	fs32019_brileyfinancial.htm	S-3	924914
2	AT MARKET ISSUANCE SALES AGREEMENT, DATED AS OF SEPTEMBER 23, 2019, BY AND BETWE	fs32019ex1-2_briley.htm	EX-1.2	214059
3	FORM OF INDENTURE FOR SUBORDINATED DEBT SECURITIES	fs32019ex4-6_briley.htm	EX-4.6	576915
4	OPINION OF THE NBD GROUP, INC. REGARDING THE LEGALITY OF THE SECURITIES BEING RE	fs32019ex5-1_briley.htm	EX-5.1	23716
5	CONSENT OF MARCUM LLP	fs32019ex23-1_briley.htm	EX-23.1	3668
6	CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FBR &	fs32019ex23-2_briley.htm	EX-23.2	2496
7	CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MAGICJ	fs32019ex23-3_briley.htm	EX-23.3	2437
8	STATEMENT OF ELIGIBILITY ON FORM T-1 OF THE BANK OF NEW YORK MELLON TRUST COMPAN	fs32019ex25-1_briley.htm	EX-25.1	63126
9	STATEMENT OF ELIGIBILITY ON FORM T-1 OF THE BANK OF NEW YORK MELLON TRUST COMPAN	fs32019ex25-2_briley.htm	EX-25.2	49848
10	STATEMENT OF ELIGIBILITY ON FORM T-1 OF U.S. BANK NATIONAL ASSOCIATION RELATED T	fs32019ex25-3_briley.htm	EX-25.3	45267
11	GRAPHIC	img_001.jpg	GRAPHIC	20977
12	GRAPHIC	img_002.jpg	GRAPHIC	20977
13	GRAPHIC	ex25-3_001.jpg	GRAPHIC	109035
14	GRAPHIC	ex25-3_002.jpg	GRAPHIC	100395
	Complete submission text file	0001213900-19-018696.txt		2254301

Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367

Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737

B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)