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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0001445546-21-002390
Filing Date
2021-05-05
Accepted
2021-05-05 16:13:50
Documents
10

Document Format Files

Seq Description Document Type Size
1 INITIAL REGISTRATION STATEMENT rfaprfdi_n14.htm N-14 476307
2 OPINION AND CONSENT OF MORGAN, LEWIS & BOCKIUS LLP exhibit_11.htm EX-99.11 OPIN COUNSL 13840
3 OPINION AND CONSENT OF CHAPMAN AND CUTLER LLP exhibit_12.htm EX-99.12 TAX OPINION 17437
4 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FIRST TRUST RIVERFR exhibit_14a.htm EX-99.14 OTH CONSENT 2354
5 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FIRST TRUST RIVERFR exhibit_14b.htm EX-99.14 OTH CONSENT 2566
6 POWERS OF ATTORNEY exhibit_16.htm EX-16 27063
7 GRAPHIC cac.jpg GRAPHIC 65504
8 GRAPHIC ml.jpg GRAPHIC 155016
9 GRAPHIC rfap_dgf.jpg GRAPHIC 15253
10 GRAPHIC rfdi_dgf.jpg GRAPHIC 13825
  Complete submission text file 0001445546-21-002390.txt   872958

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001424212 acquiring    
Series S000052736   First Trust RiverFront Dynamic Developed International ETF
Class/Contract C000165608   First Trust RiverFront Dynamic Developed International ETF RFDI
CIK 0001424212 target    
Series S000052735   First Trust RiverFront Dynamic Asia Pacific ETF
Class/Contract C000165607   First Trust RiverFront Dynamic Asia Pacific ETF RFAP
Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange-Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: N-14 | Act: 33 | File No.: 333-255787 | Film No.: 21893406