EDGAR Filing Documents for 0000910472-13-000183

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0000910472-13-000183

Filing Date

2013-01-17

Accepted

2013-01-17 17:28:19

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	N-14/A	sherdunn14amarkedv1.htm	N-14/A	830063
3		legalopinionandconsent.htm	EX-99.11 OPIN COUNSL	8075
4		taxopinion.htm	EX-99.12 TAX OPINION	15487
5		cohenconsent.htm	EX-99.14 OTH CONSENT	1571
6		proxycardform.htm	EX-99.17 (AS APPROP)	8255
7		sherdunn14amarkedv1003.gif	GRAPHIC	7493
8		responseletter003.gif	GRAPHIC	4651
9		legalopinionandconsent005.gif	GRAPHIC	5090
10		legalopinionandconsent004.gif	GRAPHIC	4651
	Complete submission text file	0000910472-13-000183.txt		896989

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0001420040	acquiring
Series S000039786		Dunham Alternative Strategy Fund
Class/Contract C000123343		Dunham Alternative Strategy Fund Class A	DAASX
CIK 0001396092	target
Series S000024943		Sherwood Forest Alternative Fund
Class/Contract C000074169		Class A Shares
CIK 0001420040	acquiring
Series S000039786		Dunham Alternative Strategy Fund
Class/Contract C000123344		Dunham Alternative Strategy Fund Class C	DCASX
CIK 0001396092	target
Series S000024943		Sherwood Forest Alternative Fund
Class/Contract C000074170		Class C Shares
CIK 0001420040	acquiring
Series S000039786		Dunham Alternative Strategy Fund
Class/Contract C000123345		Dunham Alternative Strategy Fund Class N	DNASX
CIK 0001396092	target
Series S000024943		Sherwood Forest Alternative Fund
Class/Contract C000074171		Institutional Shares

Mailing Address 10251 VISTA SORRENTO PARKWAY SUITE 200 SAN DIEGO CA 92121

Business Address 10251 VISTA SORRENTO PARKWAY SUITE 200 SAN DIEGO CA 92121 858-964-0500

IRS No.: 000000000
Type: N-14/A | Act: 33 | File No.: 333-147999 | Film No.: 13535679