Form EFFECT - Notice of Effectiveness:
SEC Accession No. 9999999995-23-003163
Accepted
2023-11-02 00:15:26
Documents
1
Effectiveness Date
2023-11-01
Registration Form
S-3

Document Format Files

Seq Description Document Type Size
1 primary_doc.html EFFECT  
1 primary_doc.xml EFFECT 771
  Complete submission text file 9999999995-23-003163.txt   2737
Mailing Address 4707 EXECUTIVE DR. SAN DIEGO CA 92121-3091
Business Address 4707 EXECUTIVE DR. SAN DIEGO CA 92121-3091 617-423-3644
LPL HOLDINGS, INC. (Filer) CIK: 0001139097 (see all company filings)

EIN.: 043046611 | State of Incorp.: MA | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-274631-02 | Film No.: 231369791
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210
LPL Financial Holdings Inc. (Filer) CIK: 0001397911 (see all company filings)

EIN.: 203717839 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-274631 | Film No.: 231369790
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services