Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0001397911-17-000025
Filing Date
2017-02-24
Accepted
2017-02-24 16:39:13
Documents
120
Period of Report
2016-12-31

Document Format Files

Seq Description Document Type Size
1 FORM 10-K ANNUAL REPORT lpla2016123110-k.htm 10-K 2509885
2 FORM OF EMPLOYEE STOCK OPTION AWARD exhibit101320161231.htm EX-10.13 33918
3 FORM OF EMPLOYEE RESTRICTED STOCK UNIT AWARD exhibit101420161231.htm EX-10.14 34488
4 EXECUTIVE SEVERANCE PLAN, AMENDED AND RESTATED AS OF FEBRUARY 23, 2017 exhibit101920161231.htm EX-10.19 111718
5 FORM OF EMPLOYEE PERFORMANCE STOCK UNIT AWARD exhibit102120161231.htm EX-10.21 52180
6 NON-EMPLOYEE DIRECTOR COMPENSATION POLICY exhibit102220161231.htm EX-10.22 17444
7 SUBSIDIARIES OF THE REGISTRANT exhibit21120161231.htm EX-21.1 21004
8 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exhibit23120161231.htm EX-23.1 3053
9 CEO CERTIFICATION PURSUANT TO SECTION 302 exhibit31120161231.htm EX-31.1 14140
10 CFO CERTIFICATION PURSUANT TO SECTION 302 exhibit31220161231.htm EX-31.2 14191
11 CEO CERTIFICATION PURSUANT TO SECTION 906 exhibit32120161231.htm EX-32.1 8253
12 CFO CERTIFICATION PURSUANT TO SECTION 906 exhibit32220161231.htm EX-32.2 8348
19 ASSET GROWTH CHART assetgrowth.jpg GRAPHIC 65788
20 PERFORMANCE GRAPH lpla201612_chart-10312.jpg GRAPHIC 93037
21 RECURRING REVENUE CHART recurringrevupdate2.jpg GRAPHIC 55213
  Complete submission text file 0001397911-17-000025.txt   11580003

Data Files

Seq Description Document Type Size
13 XBRL INSTANCE DOCUMENT lpla-20161231.xml EX-101.INS 2241070
14 XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT lpla-20161231.xsd EX-101.SCH 70576
15 XBRL TAXONOMY EXTENSION CALCULATION LINKBASE DOCUMENT lpla-20161231_cal.xml EX-101.CAL 140545
16 XBRL TAXONOMY EXTENSION DEFINITION LINKBASE DOCUMENT lpla-20161231_def.xml EX-101.DEF 393509
17 XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT lpla-20161231_lab.xml EX-101.LAB 1050806
18 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE DOCUMENT lpla-20161231_pre.xml EX-101.PRE 632228
Mailing Address 75 STATE STREET 22ND FLOOR BOSTON MA 02109
Business Address 75 STATE STREET 22ND FLOOR BOSTON MA 02109 617 423 3644
LPL Financial Holdings Inc. (Filer) CIK: 0001397911 (see all company filings)

EIN.: 203717839 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 10-K | Act: 34 | File No.: 001-34963 | Film No.: 17637950
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services