SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001397911-14-000015
Filing Date
2014-02-13
Accepted
2014-02-13 08:11:20
Documents
7
Period of Report
2014-02-12
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K form8-k201402day.htm 8-K 30499
2 OPINION OF ROPES & GRAY a20140212opinionofropesgra.htm EX-5.1 8670
3 STOCK REPURCHASE AGREEMENT a201402daytpgrepurchaseagr.htm EX-10.1 41689
4 FORM OF STOCK PURCHASE AGREEMENT a20140212stockpurchaseagre.htm EX-99.1 69889
5 PRESS RELEASE a201402daytpgpressrelease.htm EX-99.2 10584
6 GRAPHIC lplheadera04.jpg GRAPHIC 10247
7 GRAPHIC ropesgray.jpg GRAPHIC 11030
  Complete submission text file 0001397911-14-000015.txt   192229
Mailing Address 75 STATE STREET 24TH FLOOR BOSTON MA 02109
Business Address 75 STATE STREET 24TH FLOOR BOSTON MA 02109 617 423 3644
LPL Financial Holdings Inc. (Filer) CIK: 0001397911 (see all company filings)

IRS No.: 203717839 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-34963 | Film No.: 14603064
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services