SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001193125-17-078986
Filing Date
2017-03-10
Accepted
2017-03-10 17:30:05
Documents
6
Period of Report
2017-03-10
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K d342717d8k.htm 8-K 23379
2 EX-4.1 d342717dex41.htm EX-4.1 857545
3 EX-10.1 d342717dex101.htm EX-10.1 1350869
4 EX-99.1 d342717dex991.htm EX-99.1 14742
5 GRAPHIC g342717img01.jpg GRAPHIC 6985
6 GRAPHIC g342717img02.jpg GRAPHIC 4034
  Complete submission text file 0001193125-17-078986.txt   2263338
Mailing Address 75 STATE STREET 22ND FLOOR BOSTON MA 02109
Business Address 75 STATE STREET 22ND FLOOR BOSTON MA 02109 617 423 3644
LPL Financial Holdings Inc. (Filer) CIK: 0001397911 (see all company filings)

IRS No.: 203717839 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-34963 | Film No.: 17683202
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services