Form 485BPOS - Post-effective amendment [Rule 485(b)]:
SEC Accession No. 0001445546-19-004923
Filing Date
2019-11-27
Accepted
2019-11-27 15:36:38
Documents
29
Effectiveness Date
2019-12-02

Document Format Files

Seq Description Document Type Size
1 POST-EFFECTIVE AMENDMENT adex_485b.htm 485BPOS 5011795
2 AMENDED EXPENSE REIMBURSEMENT, FEE WAIVER AND RECOVERY AGREEMENT exhibit_d3.txt EX-99.D ADVSR CONTR 12901
3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exhibit_j.txt EX-99.J OTHER OPININ 1987
4 12B-1 PLAN EXTENSION LETTER AGREEMENT exhibit_m2.txt EX-99.M 12B-1 PLAN 5799
6 GRAPHIC img013236696.jpg GRAPHIC 16324
7 GRAPHIC img028bf5fb23.jpg GRAPHIC 14916
8 GRAPHIC img28c4d1b010.jpg GRAPHIC 17197
9 GRAPHIC img2943834020.jpg GRAPHIC 16913
10 GRAPHIC img2b2471bc19.jpg GRAPHIC 16254
11 GRAPHIC img2fda47a315.jpg GRAPHIC 14567
12 GRAPHIC img4c6415303.jpg GRAPHIC 16802
13 GRAPHIC img544080b71.jpg GRAPHIC 5875
14 GRAPHIC img59234f3e22.jpg GRAPHIC 14487
15 GRAPHIC img5b19c80e1.gif GRAPHIC 1243
16 GRAPHIC img75f46fed12.jpg GRAPHIC 16432
17 GRAPHIC img7acf06ac11.jpg GRAPHIC 17071
18 GRAPHIC img818d095c18.jpg GRAPHIC 14884
19 GRAPHIC img840329025.jpg GRAPHIC 17187
20 GRAPHIC img8572b0024.jpg GRAPHIC 16397
21 GRAPHIC img8e7f8aea17.jpg GRAPHIC 14484
22 GRAPHIC img8e8fc2492.gif GRAPHIC 1425
23 GRAPHIC imga0dc61b77.jpg GRAPHIC 16719
24 GRAPHIC imgb10497bc16.jpg GRAPHIC 16789
25 GRAPHIC imgcb5a72779.jpg GRAPHIC 16833
26 GRAPHIC imgcfa2d34e14.jpg GRAPHIC 16614
27 GRAPHIC imgd0d2f89b13.jpg GRAPHIC 16322
28 GRAPHIC imgd71ffba48.jpg GRAPHIC 17138
29 GRAPHIC imgdebdb37521.jpg GRAPHIC 16260
30 GRAPHIC smalllogo_color.gif GRAPHIC 555
  Complete submission text file 0001445546-19-004923.txt   5522970

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017337   First Trust Large Cap Core AlphaDEX Fund
Class/Contract C000047995   First Trust Large Cap Core AlphaDEX Fund FEX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017338   First Trust Mid Cap Core AlphaDEX Fund
Class/Contract C000047996   First Trust Mid Cap Core AlphaDEX Fund FNX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017339   First Trust Small Cap Core AlphaDEX Fund
Class/Contract C000047997   First Trust Small Cap Core AlphaDEX Fund FYX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017340   First Trust Large Cap Value AlphaDEX Fund
Class/Contract C000047998   First Trust Large Cap Value AlphaDEX Fund FTA
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017341   First Trust Large Cap Growth AlphaDEX Fund
Class/Contract C000047999   First Trust Large Cap Growth AlphaDEX Fund FTC
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017342   First Trust Multi Cap Value AlphaDEX Fund
Class/Contract C000048000   First Trust Multi Cap Value AlphaDEX Fund FAB
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017343   First Trust Multi Cap Growth AlphaDEX Fund
Class/Contract C000048001   First Trust Multi Cap Growth AlphaDEX Fund FAD
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017696   First Trust Consumer Discretionary AlphaDEX Fund
Class/Contract C000048896   First Trust Consumer Discretionary AlphaDEX Fund FXD
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017697   First Trust Consumer Staples AlphaDEX Fund
Class/Contract C000048897   First Trust Consumer Staples AlphaDEX Fund FXG
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017698   First Trust Energy AlphaDEX Fund
Class/Contract C000048898   First Trust Energy AlphaDEX Fund FXN
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017699   First Trust Financials AlphaDEX Fund
Class/Contract C000048899   First Trust Financials AlphaDEX Fund FXO
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017700   First Trust Health Care AlphaDEX Fund
Class/Contract C000048900   First Trust Health Care AlphaDEX Fund FXH
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017701   First Trust Industrials/Producer Durables AlphaDEX Fund
Class/Contract C000048901   First Trust Industrials/Producer Durables AlphaDEX Fund FXR
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017702   First Trust Materials AlphaDEX Fund
Class/Contract C000048902   First Trust Materials AlphaDEX Fund FXZ
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017703   First Trust Technology AlphaDEX Fund
Class/Contract C000048903   First Trust Technology AlphaDEX Fund FXL
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017704   First Trust Utilities AlphaDEX Fund
Class/Contract C000048904   First Trust Utilities AlphaDEX Fund FXU
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031804   First Trust Mid Cap Growth AlphaDEX Fund
Class/Contract C000099059   First Trust Mid Cap Growth AlphaDEX Fund FNY
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031805   First Trust Mid Cap Value AlphaDEX Fund
Class/Contract C000099060   First Trust Mid Cap Value AlphaDEX Fund FNK
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031806   First Trust Small Cap Growth AlphaDEX Fund
Class/Contract C000099061   First Trust Small Cap Growth AlphaDEX Fund FYC
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031807   First Trust Small Cap Value AlphaDEX Fund
Class/Contract C000099062   First Trust Small Cap Value AlphaDEX Fund FYT
  Status Name Ticker Symbol
CIK 0001383496      
Series S000032963   First Trust Mega Cap AlphaDEX Fund
Class/Contract C000101702   First Trust Mega Cap AlphaDEX Fund FMK
Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 485BPOS | Act: 33 | File No.: 333-140895 | Film No.: 191257445

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 485BPOS | Act: 40 | File No.: 811-22019 | Film No.: 191257444