Form 485BPOS - Post-effective amendment [Rule 485(b)]:
SEC Accession No. 0001445546-17-005268
Filing Date
2017-11-28
Accepted
2017-11-28 13:04:03
Documents
30
Effectiveness Date
2017-12-01

Document Format Files

Seq Description Document Type Size
1 POST-EFFECTIVE AMENDMENT adex_485b.htm 485BPOS 4919789
2 AMENDED AND RESTATED DECLARATION OF TRUST exhibit_a2.txt EX-99.A CHARTER 109822
3 EXHIBIT A TO EXPENSE REIMBURSEMENT, FEE WAIVER AND RECOVERY AGREEMENT exhibit_d4.txt EX-99.C HOLDERS RTS 4525
4 CONSENT OF DELOITTE AND TOUCHE LLP exhibit_j.txt EX-99.J OTHER OPININ 1895
5 12B-1 PLAN EXTENSION LETTER AGREEMENT exhibit_m2.txt EX-99.M 12B-1 PLAN 3261
7 GRAPHIC img0daaebaa14.jpg GRAPHIC 16344
8 GRAPHIC img110998ba18.jpg GRAPHIC 13842
9 GRAPHIC img19facb9a8.jpg GRAPHIC 16690
10 GRAPHIC img21fe12a24.jpg GRAPHIC 15885
11 GRAPHIC img2d91e0ed12.jpg GRAPHIC 15889
12 GRAPHIC img302ce0d922.jpg GRAPHIC 13527
13 GRAPHIC img532740aa6.jpg GRAPHIC 15894
14 GRAPHIC img5ba293e09.jpg GRAPHIC 16354
15 GRAPHIC img6a4399777.jpg GRAPHIC 16585
16 GRAPHIC img6dbc325d19.jpg GRAPHIC 15848
17 GRAPHIC img73c9898310.jpg GRAPHIC 16753
18 GRAPHIC img73cb3e395.jpg GRAPHIC 16901
19 GRAPHIC img742a6a9d11.jpg GRAPHIC 15831
20 GRAPHIC img85eca9d43.jpg GRAPHIC 16462
21 GRAPHIC img8ef9a3972.gif GRAPHIC 1425
22 GRAPHIC img8ffa41dc17.jpg GRAPHIC 13258
23 GRAPHIC img9bd424881.jpg GRAPHIC 5875
24 GRAPHIC imgac9c9e7723.jpg GRAPHIC 13930
25 GRAPHIC imgad16daf020.jpg GRAPHIC 16522
26 GRAPHIC imgafbaeeac13.jpg GRAPHIC 16188
27 GRAPHIC imgbf48acc416.jpg GRAPHIC 16623
28 GRAPHIC imge7b737da21.jpg GRAPHIC 15843
29 GRAPHIC imge90852521.gif GRAPHIC 1243
30 GRAPHIC imgec64cb1a15.jpg GRAPHIC 13447
31 GRAPHIC smalllogo_color.gif GRAPHIC 555
  Complete submission text file 0001445546-17-005268.txt   5513288

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017337   First Trust Large Cap Core AlphaDEX Fund
Class/Contract C000047995   First Trust Large Cap Core AlphaDEX Fund FEX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017338   First Trust Mid Cap Core AlphaDEX Fund
Class/Contract C000047996   First Trust Mid Cap Core AlphaDEX Fund FNX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017339   First Trust Small Cap Core AlphaDEX Fund
Class/Contract C000047997   First Trust Small Cap Core AlphaDEX Fund FYX
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017340   First Trust Large Cap Value AlphaDEX Fund
Class/Contract C000047998   First Trust Large Cap Value Opportunities AlphaDEX Fund FTA
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017341   First Trust Large Cap Growth AlphaDEX Fund
Class/Contract C000047999   First Trust Large Cap Growth AlphaDEX Fund FTC
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017342   First Trust Multi Cap Value AlphaDEX Fund
Class/Contract C000048000   First Trust Multi Cap Value AlphaDEX Fund FAB
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017343   First Trust Multi Cap Growth AlphaDEX Fund
Class/Contract C000048001   First Trust Multi Cap Growth AlphaDEX Fund FAD
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017696   First Trust Consumer Discretionary AlphaDEX Fund
Class/Contract C000048896   First Trust Consumer Discretionary AlphaDEX Fund FXD
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017697   First Trust Consumer Staples AlphaDEX Fund
Class/Contract C000048897   First Trust Consumer Staples AlphaDEX Fund FXG
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017698   First Trust Energy AlphaDEX Fund
Class/Contract C000048898   First Trust Energy AlphaDEX Fund FXN
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017699   First Trust Financials AlphaDEX Fund
Class/Contract C000048899   First Trust Financials AlphaDEX Fund FXO
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017700   First Trust Health Care AlphaDEX Fund
Class/Contract C000048900   First Trust Health Care AlphaDEX Fund FXH
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017701   First Trust Industrials/Producer Durables AlphaDEX Fund
Class/Contract C000048901   First Trust Industrials/Producer Durables AlphaDEX Fund FXR
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017702   First Trust Materials AlphaDEX Fund
Class/Contract C000048902   First Trust Materials AlphaDEX Fund FXZ
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017703   First Trust Technology AlphaDEX Fund
Class/Contract C000048903   First Trust Technology AlphaDEX Fund FXL
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017704   First Trust Utilities AlphaDEX Fund
Class/Contract C000048904   First Trust Utilities AlphaDEX Fund FXU
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031804   First Trust Mid Cap Growth AlphaDEX Fund
Class/Contract C000099059   First Trust Mid Cap Growth AlphaDEX Fund FNY
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031805   First Trust Mid Cap Value AlphaDEX Fund
Class/Contract C000099060   First Trust Mid Cap Value AlphaDEX Fund FNK
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031806   First Trust Small Cap Growth AlphaDEX Fund
Class/Contract C000099061   First Trust Small Cap Growth AlphaDEX Fund FYC
  Status Name Ticker Symbol
CIK 0001383496      
Series S000031807   First Trust Small Cap Value AlphaDEX Fund
Class/Contract C000099062   First Trust Small Cap Value AlphaDEX Fund FYT
  Status Name Ticker Symbol
CIK 0001383496      
Series S000032963   First Trust Mega Cap AlphaDEX Fund
Class/Contract C000101702   First Trust Mega Cap AlphaDEX Fund FMK
Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 485BPOS | Act: 33 | File No.: 333-140895 | Film No.: 171224919

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 485BPOS | Act: 40 | File No.: 811-22019 | Film No.: 171224920