Form 40-17G/A - Fidelity Bond [Rule 17G-1(g)]: [Amend]
SEC Accession No. 0001445546-15-000047
Filing Date
2015-01-06
Accepted
2015-01-06 10:00:31
Documents
4
Effectiveness Date
2015-01-06

Document Format Files

Seq Description Document Type Size
1 FIDELITY BOND funds_17ga.txt 40-17G/A 5039
2 BLANKET BOND AND RIDERS exhibit1.txt EX-99 94975
3 CERTIFICATE OF ASSISTANT SECRETARY exhibit4.txt EX-99 24562
4 BLANKET BOND INSURANCE AGREEMENT exhibit5.txt EX-99 45013
  Complete submission text file 0001445546-15-000047.txt   186320
Mailing Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (Filer) CIK: 0001276469 (see all company filings)

EIN.: 593779311
Type: 40-17G/A | Act: 40 | File No.: 811-21496 | Film No.: 15508359

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Filer) CIK: 0001282850 (see all company filings)

EIN.: 113716541
Type: 40-17G/A | Act: 40 | File No.: 811-21539 | Film No.: 15508339

Mailing Address FIRST TRUST PORTFOLIOS L P 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST ENERGY INCOME & GROWTH FUND (Filer) CIK: 0001284940 (see all company filings)

EIN.: 113716544
Type: 40-17G/A | Act: 40 | File No.: 811-21549 | Film No.: 15508357

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENHANCED EQUITY INCOME FUND (Filer) CIK: 0001291334 (see all company filings)

EIN.: 300261406
Type: 40-17G/A | Act: 40 | File No.: 811-21586 | Film No.: 15508358

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (Filer) CIK: 0001302624 (see all company filings)

EIN.: 736357662
Type: 40-17G/A | Act: 40 | File No.: 811-21636 | Film No.: 15508356

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630765-8000
FIRST TRUST MORTGAGE INCOME FUND (Filer) CIK: 0001319183 (see all company filings)

EIN.: 356758396
Type: 40-17G/A | Act: 40 | File No.: 811-21727 | Film No.: 15508340

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-17G/A | Act: 40 | File No.: 811-21774 | Film No.: 15508362

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST STRATEGIC HIGH INCOME FUND II (Filer) CIK: 0001329388 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-21842 | Film No.: 15508360

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (Filer) CIK: 0001363438 (see all company filings)

EIN.: 711005833
Type: 40-17G/A | Act: 40 | File No.: 811-21905 | Film No.: 15508355

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-21944 | Film No.: 15508361

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22019 | Film No.: 15508341

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0001392994 (see all company filings)

EIN.: 061810845
Type: 40-17G/A | Act: 40 | File No.: 811-22039 | Film No.: 15508337

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST DIVIDEND & INCOME FUND (Filer) CIK: 0001403275 (see all company filings)

EIN.: 392057966
Type: 40-17G/A | Act: 40 | File No.: 811-22080 | Film No.: 15508338

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-17G/A | Act: 40 | File No.: 811-22245 | Film No.: 15508346

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST HIGH INCOME LONG/SHORT FUND (Filer) CIK: 0001494530 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22442 | Film No.: 15508354

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22452 | Film No.: 15508353

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22519 | Film No.: 15508352

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENERGY INFRASTRUCTURE FUND (Filer) CIK: 0001513789 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22528 | Film No.: 15508351

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22559 | Film No.: 15508349

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22652 | Film No.: 15508347

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22709 | Film No.: 15508344

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22717 | Film No.: 15508348

Mailing Address 120 E. LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST MLP & ENERGY INCOME FUND (Filer) CIK: 0001556336 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22738 | Film No.: 15508350

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22767 | Film No.: 15508343

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Intermediate Duration Preferred & Income Fund (Filer) CIK: 0001567569 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22795 | Film No.: 15508345

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (Filer) CIK: 0001589420 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22902 | Film No.: 15508342