Form 40-17G/A - Fidelity Bond [Rule 17G-1(g)]: [Amend]
SEC Accession No. 0001445546-13-005352
Filing Date
2013-12-11
Accepted
2013-12-11 08:46:44
Documents
4
Effectiveness Date
2013-12-11

Document Format Files

Seq Description Document Type Size
1 AMENDMENT TO FIDELITY BOND funds_17ga.txt 40-17G/A 4678
2 BLANKET BOND AND RIDERS exhibit1.txt EX-99 89100
3 CERTIFICATE OF ASSISTANT SECRETARY exhibit4.txt EX-99 23573
4 BLANKET BOND INSURANCE AGREEMENT exhibit5.txt EX-99 42746
  Complete submission text file 0001445546-13-005352.txt   177089
Mailing Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST DEFINED PORTFOLIO FUND LLC (Filer) CIK: 0001076487 (see all company filings)

EIN.: 000000000 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-17G/A | Act: 40 | File No.: 811-09235 | Film No.: 131269802

Mailing Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (Filer) CIK: 0001276469 (see all company filings)

EIN.: 593779311
Type: 40-17G/A | Act: 40 | File No.: 811-21496 | Film No.: 131269806

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Filer) CIK: 0001282850 (see all company filings)

EIN.: 113716541
Type: 40-17G/A | Act: 40 | File No.: 811-21539 | Film No.: 131269809

Mailing Address FIRST TRUST PORTFOLIOS L P 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST ENERGY INCOME & GROWTH FUND (Filer) CIK: 0001284940 (see all company filings)

EIN.: 113716544
Type: 40-17G/A | Act: 40 | File No.: 811-21549 | Film No.: 131269804

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENHANCED EQUITY INCOME FUND (Filer) CIK: 0001291334 (see all company filings)

EIN.: 300261406
Type: 40-17G/A | Act: 40 | File No.: 811-21586 | Film No.: 131269805

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (Filer) CIK: 0001302624 (see all company filings)

EIN.: 736357662
Type: 40-17G/A | Act: 40 | File No.: 811-21636 | Film No.: 131269803

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630765-8000
FIRST TRUST MORTGAGE INCOME FUND (Filer) CIK: 0001319183 (see all company filings)

EIN.: 356758396
Type: 40-17G/A | Act: 40 | File No.: 811-21727 | Film No.: 131269810

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-17G/A | Act: 40 | File No.: 811-21774 | Film No.: 131269813

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST STRATEGIC HIGH INCOME FUND II (Filer) CIK: 0001329388 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-21842 | Film No.: 131269811

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (Filer) CIK: 0001363438 (see all company filings)

EIN.: 711005833
Type: 40-17G/A | Act: 40 | File No.: 811-21905 | Film No.: 131269801

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-21944 | Film No.: 131269812

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22019 | Film No.: 131269788

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0001392994 (see all company filings)

EIN.: 061810845
Type: 40-17G/A | Act: 40 | File No.: 811-22039 | Film No.: 131269807

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST DIVIDEND & INCOME FUND (Filer) CIK: 0001403275 (see all company filings)

EIN.: 392057966
Type: 40-17G/A | Act: 40 | File No.: 811-22080 | Film No.: 131269808

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-17G/A | Act: 40 | File No.: 811-22245 | Film No.: 131269792

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST HIGH INCOME LONG/SHORT FUND (Filer) CIK: 0001494530 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22442 | Film No.: 131269800

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22452 | Film No.: 131269799

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22519 | Film No.: 131269798

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENERGY INFRASTRUCTURE FUND (Filer) CIK: 0001513789 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22528 | Film No.: 131269797

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22559 | Film No.: 131269795

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22652 | Film No.: 131269793

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22709 | Film No.: 131269790

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22717 | Film No.: 131269794

Mailing Address 120 E. LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 187 DANBURY ROAD WILTON CT 06897 630-765-8000
FIRST TRUST MLP & ENERGY INCOME FUND (Filer) CIK: 0001556336 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22738 | Film No.: 131269796

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22767 | Film No.: 131269789

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Intermediate Duration Preferred & Income Fund (Filer) CIK: 0001567569 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G/A | Act: 40 | File No.: 811-22795 | Film No.: 131269791