Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001445546-11-001705
Filing Date
2011-04-29
Accepted
2011-04-29 16:42:54
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION FOR EXEMPTIVE RELIEF application.txt 40-APP 84069
  Complete submission text file 0001445546-11-001705.txt   90155
Mailing Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST DEFINED PORTFOLIO FUND LLC (Filer) CIK: 0001076487 (see all company filings)

EIN.: 000000000 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13895-06 | Film No.: 11795491

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

EIN.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13895-07 | Film No.: 11795493

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST PORTFOLIOS LP (Filer) CIK: 0001184765 (see all company filings)

EIN.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13895-08 | Film No.: 11795496

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13895 | Film No.: 11795479

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13895-01 | Film No.: 11795481

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13895-04 | Film No.: 11795485

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13895-02 | Film No.: 11795482

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13895-09 | Film No.: 11795499

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13895-05 | Film No.: 11795486

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-13895-03 | Film No.: 11795484