Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001445546-10-003632
Filing Date
2010-09-13
Accepted
2010-09-13 16:57:13
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION FOR EXEMPTIVE RELIEF application.txt 40-APP/A 99727
  Complete submission text file 0001445546-10-003632.txt   103831
Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

EIN.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13762-02 | Film No.: 101069592

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST PORTFOLIOS LP (Filer) CIK: 0001184765 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13762-01 | Film No.: 101069588

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13762 | Film No.: 101069587

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13762-05 | Film No.: 101069589

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13762-04 | Film No.: 101069590

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13762-03 | Film No.: 101069591