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Filing Detail
Form N-1A/A - Registration statement for open-end management investment companies: [Amend]
SEC Accession No. 0000875626-07-001016
Filing Date
2007-04-27
Accepted
2007-04-27 12:35:56
Documents
31

Document Format Files

Seq Description Document Type Size
1 PRE-EFFECTIVE AMENDMENT adex_n1a-a.txt N-1A/A 797286
2 exhibit_b.txt EX-99.B 37209
3 exhibit_d1.txt EX-99.D.1 21473
4 exhibit_d2.txt EX-99.D.2 11696
5 exhibit_e.txt EX-99.E 24873
6 exhibit_h3.txt EX-99.H.3 5665
7 exhibit_h4.txt EX-99.H.4 79242
8 exhibit_h5.txt EX-99.H.5 34625
9 exhibit_h6.txt EX-99.H.6 3965
10 exhibit_h7.txt EX-99.H.7 3956
11 exhibit_h8.txt EX-99.H.8 3935
12 exhibit_h9.txt EX-99.H.9 3942
13 exhibit_h10.txt EX-99.H.10 3948
14 exhibit_h11.txt EX-99.H.11 3946
15 exhibit_h12.txt EX-99.H 3941
16 exhibit_h13.txt EX-99.H.13 3894
17 exhibit_h14.txt EX-99.H.14 3910
18 exhibit_h15.txt EX-99.H.15 3848
19 exhibit_h16.txt EX-99.H.16 3824
20 exhibit_h17.txt EX-99.H.17 3850
21 exhibit_h18.txt EX-99.H.18 3888
22 exhibit_h19.txt EX-99.H.19 3882
23 exhibit_h20.txt EX-99.H.20 3848
24 exhibit_h21.txt EX-99.H.21 3845
25 exhibit_i1.txt EX-99.I.1 3239
26 exhibit_i2.txt EX-99.I.2 6723
27 exhibit_i3.txt EX-99.I.3 1493
28 exhibit_m.txt EX-99.M 10027
29 exhibit_p1.txt EX-99.P.1 16295
30 exhibit_p2.txt EX-99.P.2 12746
31 exhibit_p3.txt EX-99.P.3 11394
  Complete submission text file 0000875626-07-001016.txt   1142446

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017337   First Trust Large Cap Core AlphaDEX Fund
Class/Contract C000047995   First Trust Large Cap Core AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017338   First Trust Mid Cap Core AlphaDEX Fund
Class/Contract C000047996   First Trust Mid Cap Core AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017339   First Trust Small Cap Core AlphaDEX Fund
Class/Contract C000047997   First Trust Small Cap Core AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017340   First Trust Large Cap Value Opportunities AlphaDEX Fund
Class/Contract C000047998   First Trust Large Cap Value Opportunities AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017341   First Trust Large Cap Growth Opportunities AlphaDEX Fund
Class/Contract C000047999   First Trust Large Cap Growth Opportunities AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017342   First Trust Multi Cap Value AlphaDEX Fund
Class/Contract C000048000   First Trust Multi Cap Value AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017343   First Trust Multi Cap Growth AlphaDEX Fund
Class/Contract C000048001   First Trust Multi Cap Growth AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017696   First Trust Consumer Discretionary AlphaDEX Fund
Class/Contract C000048896   First Trust Consumer Discretionary AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017697   First Trust Consumer Staples AlphaDEX Fund
Class/Contract C000048897   First Trust Consumer Staples AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017698   First Trust Energy AlphaDEX Fund
Class/Contract C000048898   First Trust Energy AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017699   First Trust Financial AlphaDEX Fund
Class/Contract C000048899   First Trust Financial AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017700   First Trust Health Care AlphaDEX Fund
Class/Contract C000048900   First Trust Health Care AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017701   First Trust Industrials AlphaDEX Fund
Class/Contract C000048901   First Trust Industrials AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017702   First Trust Materials AlphaDEX Fund
Class/Contract C000048902   First Trust Materials AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017703   First Trust Technology AlphaDEX Fund
Class/Contract C000048903   First Trust Technology AlphaDEX Fund
  Status Name Ticker Symbol
CIK 0001383496      
Series S000017704   First Trust Utilities AlphaDEX Fund
Class/Contract C000048904   First Trust Utilities AlphaDEX Fund
Mailing Address 1001 WARRENVILLE ROAD, SUITE 300 LISLE IL 60532
Business Address 1001 WARRENVILLE ROAD, SUITE 300 LISLE IL 60532 630-241-4141
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: N-1A/A | Act: 40 | File No.: 811-22019 | Film No.: 07794389

Mailing Address 1001 WARRENVILLE ROAD, SUITE 300 LISLE IL 60532
Business Address 1001 WARRENVILLE ROAD, SUITE 300 LISLE IL 60532 630-241-4141
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: N-1A/A | Act: 33 | File No.: 333-140895 | Film No.: 07794390