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Filing Detail
Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0000929638-15-000776
Filing Date
2015-10-06
Accepted
2015-10-05 19:03:18
Documents
9
Group Members
DOV GERTZULIN

Document Format Files

Seq Description Document Type Size
1 a69660_schedule13d.htm SC 13D 73890
2 LETTER, DATED OCTOBER 5, 2015, FROM THE REPORTING PERSONS TO THE BOARD OF DIRECT exhibit99-1.htm EX-99.1 14804
3 JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS exhibit99-2.htm EX-99.2 8122
4 image0.jpg GRAPHIC 40552
5 image101.gif GRAPHIC 31609
6 image102.gif GRAPHIC 27155
7 image103.gif GRAPHIC 43938
8 image104.gif GRAPHIC 39287
9 image105.gif GRAPHIC 54536
  Complete submission text file 0000929638-15-000776.txt   425397
Mailing Address 295 MADISON AVENUE 6TH FLOOR NEW YORK NY 10017
Business Address 295 MADISON AVENUE 6TH FLOOR NEW YORK NY 10017 212-455-8300
KCAP Financial, Inc. (Subject) CIK: 0001372807 (see all company filings)

IRS No.: 205348000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-82556 | Film No.: 151144745

Mailing Address 460 PARK AVENUE 22ND FLOOR NEW YORK NY 10022
Business Address 460 PARK AVENUE 22ND FLOOR NEW YORK NY 10022 646-942-5700
DG Capital Management, LLC (Filed by) CIK: 0001512716 (see all company filings)

IRS No.: 208404862 | Fiscal Year End: 1231
Type: SC 13D