Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001357550-20-000061
Filing Date
2020-09-30
Accepted
2020-09-30 16:22:17
Documents
1
Period of Report
2020-09-29

Document Format Files

Seq Description Document Type Size
1 PRIMARY DOCUMENT primary_doc.html 3  
1 PRIMARY DOCUMENT primary_doc.xml 3 4698
  Complete submission text file 0001357550-20-000061.txt   7162
Mailing Address 222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116
Business Address 222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116 617-778-7780
Weiss Asset Management LP (Reporting) CIK: 0001357550 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-36540 | Film No.: 201212485

Mailing Address 222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116
Business Address
WEISS ANDREW M (Reporting) CIK: 0001357643 (see all company filings)

Type: 3 | Act: 34 | File No.: 001-36540 | Film No.: 201212486

Mailing Address 10790 ROSELLE STREET SAN DIEGO CA 92121
Business Address 10790 ROSELLE STREET SAN DIEGO CA 92121 858-352-4400
Pfenex Inc. (Issuer) CIK: 0001478121 (see all company filings)

EIN.: 271356759 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 2834 Pharmaceutical Preparations

Mailing Address 222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116
Business Address 222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116 617-778-7725
WAM GP LLC (Reporting) CIK: 0001504664 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-36540 | Film No.: 201212487