Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000010772 | First Trust Dow Select MicroCap Index Fund | ||
| Class/Contract C000029773 | First Trust Dow Select MicroCap Index Fund | FDM | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000010976 | First Trust Morningstar Dividend Leaders Index Fund | ||
| Class/Contract C000030350 | First Trust Morningstar Dividend Leaders Index Fund | FDL | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000010977 | First Trust US IPO Index Fund | ||
| Class/Contract C000030351 | First Trust US IPO Index Fund | FPX | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000011047 | First Trust NASDAQ-100 Equal Weighted Index Fund | ||
| Class/Contract C000030477 | First Trust NASDAQ-100 Equal Weighted Index Fund | QQEW | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000011048 | First Trust NASDAQ-100-Technology Sector Index Fund | ||
| Class/Contract C000030478 | First Trust NASDAQ-100-Technology Sector Index Fund | QTEC | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000012478 | First Trust NYSE Arca Biotechnology Index Fund | ||
| Class/Contract C000033929 | First Trust NYSE Arca Biotechnology Index Fund | FBT | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000012479 | First Trust Dow Jones Internet Index Fund | ||
| Class/Contract C000033930 | First Trust Dow Jones Internet Index Fund | FDN | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000012555 | First Trust Capital Strength ETF | ||
| Class/Contract C000034137 | First Trust Capital Strength ETF | FTCS | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000013259 | First Trust Nasdaq-100 Ex-Technology Sector Index Fund | ||
| Class/Contract C000035622 | First Trust Nasdaq-100 Ex-Technology Sector Index Fund | QQXT | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000013797 | First Trust Total US Market AlphaDEX ETF | ||
| Class/Contract C000037851 | First Trust Total US Market AlphaDEX ETF | TUSA | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000013817 | First Trust Value Line Dividend Index Fund | ||
| Class/Contract C000037913 | First Trust Value Line Dividend Index Fund | FVD | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000015169 | First Trust Nasdaq Clean Edge Green Energy Index Fund | ||
| Class/Contract C000041643 | First Trust Nasdaq Clean Edge Green Energy Index Fund | QCLN | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000017115 | First Trust Value Line 100 Exchange-Traded Fund | ||
| Class/Contract C000047485 | First Trust Value Line 100 Exchange-Traded Fund | FVL | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000017163 | First Trust S&P REIT Index Fund | ||
| Class/Contract C000047557 | First Trust S&P REIT Index Fund | FRI | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000017177 | First Trust ISE-Revere Natural Gas Index Fund | ||
| Class/Contract C000047627 | First Trust ISE-Revere Natural Gas Index Fund | FCG | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000017178 | First Trust ISE Water Index Fund | ||
| Class/Contract C000047628 | First Trust ISE Water Index Fund | FIW | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000017179 | First Trust ISE Chindia Index Fund | ||
| Class/Contract C000047629 | First Trust ISE Chindia Index Fund | FNI | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000026211 | First Trust NASDAQ ABA Community Bank Index Fund | ||
| Class/Contract C000078718 | First Trust NASDAQ ABA Community Bank Index Fund | QABA | |
| Status | Name | Ticker Symbol | |
| CIK 0001329377 | |||
| Series S000035456 | First Trust CBOE S&P 500 VIX Tail Hedge Fund | ||
| Class/Contract C000108867 | First Trust CBOE S&P 500 VIX Tail Hedge Fund | VIXH | |
IRS No.: 000000000
Type: N-CSR | Act: 40 | File No.: 811-21774 | Film No.: 15683863