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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001213900-19-014486
Filing Date
2019-08-02
Accepted
2019-08-02 16:54:19
Documents
1

Document Format Files

Seq Description Document Type Size
1 AMENDMENT NO. 1 TO FORM 40-APP f40app080119a1_tortoise.htm 40-APP/A 358720
  Complete submission text file 0001213900-19-014486.txt   368627
Mailing Address 711 HIGH STREET DES MOINES IA 50392-0300
Business Address 711 HIGH STREET DES MOINES IA 50392-0300 5152475111
PRINCIPAL GLOBAL INVESTORS (Filer) CIK: 0000769734 (see all company filings)

IRS No.: 421479618
Type: 40-APP/A | Act: 40 | File No.: 812-15013-13 | Film No.: 19996672

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE ENERGY INFRASTRUCTURE CORP (Filer) CIK: 0001268533 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD
Type: 40-APP/A | Act: 40 | File No.: 812-15013-02 | Film No.: 19996661

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE CAPITAL ADVISORS, L.L.C. (Filer) CIK: 0001280965 (see all company filings)

IRS No.: 223875939 | State of Incorp.: KS | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013 | Film No.: 19996674

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC (Filer) CIK: 0001408201 (see all company filings)

IRS No.: 260573018 | State of Incorp.: MD | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-15013-06 | Film No.: 19996665

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
Tortoise Midstream Energy Fund, Inc. (Filer) CIK: 0001490286 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-15013-03 | Film No.: 19996662

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE PIPELINE & ENERGY FUND, INC. (Filer) CIK: 0001526329 (see all company filings)

IRS No.: 452785066 | State of Incorp.: MD | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-15013-04 | Film No.: 19996663

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE ENERGY INDEPENDENCE FUND, INC. (Filer) CIK: 0001547158 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-15013-05 | Film No.: 19996664

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 (913)981-1020
Tortoise Direct Opportunities Fund, LP (Filer) CIK: 0001677319 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013-09 | Film No.: 19996668

Mailing Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 (913) 981-1020
Tortoise Direct Municipal Opportunities Fund, LP (Filer) CIK: 0001690081 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013-11 | Film No.: 19996670

Mailing Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 913-981-1020
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND (Filer) CIK: 0001704299 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-15013-07 | Film No.: 19996666

Mailing Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 9139811020
Tortoise Credit Strategies, LLC (Filer) CIK: 0001721771 (see all company filings)

IRS No.: 475209018 | State of Incorp.: KS | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013-01 | Film No.: 19996660

Mailing Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 913-981-1020
Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. (Filer) CIK: 0001725295 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD
Type: 40-APP/A | Act: 40 | File No.: 812-15013-08 | Film No.: 19996667

Mailing Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 9139811020
Tortoise Direct Opportunities Fund II, LP (Filer) CIK: 0001734516 (see all company filings)

IRS No.: 823061915 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013-10 | Film No.: 19996669

Mailing Address 711 HIGH ST. DES MOINES IA 50392
Business Address 711 HIGH ST. DES MOINES IA 50392 5152359328
Principal Diversified Select Real Asset Fund (Filer) CIK: 0001756404 (see all company filings)

IRS No.: 832104764 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-15013-14 | Film No.: 19996673

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211
Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020
Tortoise Direct Social Infrastructure Fund II, LP (Filer) CIK: 0001765954 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-15013-12 | Film No.: 19996671