Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000012600-21-000004
Filing Date
2021-02-26
Accepted
2021-02-26 15:49:00
Documents
2
Period of Report
2020-12-31
Effectiveness Date
2021-02-26

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2248
2 PSIFS2020.pdf FULL 4306361
  Complete submission text file 0000012600-21-000004.txt   5935131
Mailing Address PRINCIPAL FINANCIAL GROUP 711 HIGH STREET DES MOINES IA 50392-2080
Business Address 655 9TH STREET DES MOINES IA 50309 515-248-0487
PRINCIPAL SECURITIES, INC. (Filer) CIK: 0000012600 (see all company filings)

EIN.: 420941553 | State of Incorp.: IA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-13975 | Film No.: 21688329