Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000012600-20-000005
Filing Date
2020-02-28
Accepted
2020-02-28 09:14:15
Documents
2
Period of Report
2019-12-31
Effectiveness Date
2020-02-28

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2231
2 PSIFS2019.pdf FULL 3805324
  Complete submission text file 0000012600-20-000005.txt   5245563
Mailing Address PRINCIPAL FINANCIAL GROUP 711 HIGH STREET DES MOINES IA 50392-2080
Business Address 655 9TH STREET DES MOINES IA 50309 515-248-0487
PRINCIPAL SECURITIES, INC. (Filer) CIK: 0000012600 (see all company filings)

EIN.: 420941553 | State of Incorp.: IA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-13975 | Film No.: 20665907