Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000012600-19-000004
Filing Date
2019-03-01
Accepted
2019-03-01 09:29:40
Documents
2
Period of Report
2018-12-31
Effectiveness Date
2019-03-01

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2261
2 FULL FINANCIAL STMT PSIfs2018.pdf FULL 5934107
  Complete submission text file 0000012600-19-000004.txt   8177861
Mailing Address PRINCIPAL FINANCIAL GROUP 711 HIGH STREET DES MOINES IA 50392-2080
Business Address 575 7TH STREET DES MOINES IA 50392 515-362-2384
PRINCIPAL SECURITIES, INC. (Filer) CIK: 0000012600 (see all company filings)

EIN.: 420941553 | State of Incorp.: IA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-13975 | Film No.: 19646963