Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000891804-13-000768
Filing Date
2013-06-12
Accepted
2013-06-12 17:23:15
Documents
2

Document Format Files

Seq Description Document Type Size
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS gug57098-40app.htm 40-APP/A 634612
4 dechert.jpg GRAPHIC 9635
  Complete submission text file 0000891804-13-000768.txt   651454
Mailing Address 2455 CORPORATE WEST DRIVE LISLE IL 60532
Business Address GUGGENHEIM FUNDS DISTRIBUTORS, INC. 2455 CORPORATE WEST DRIVE LISLE IL 60532 630-577-2201
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (Filer) CIK: 0001167303 (see all company filings)

EIN.: 481175174 | State of Incorp.: KS
Type: 40-APP/A | Act: 40 | File No.: 812-13991-04 | Film No.: 13909560

Mailing Address 2455 CORPORATE WEST DRIVE LISLE IL 60532
Business Address 2455 CORPORATE WEST DRIVE LISLE IL 60532 630-577-2201
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (Filer) CIK: 0001280782 (see all company filings)

EIN.: 841631676 | State of Incorp.: DE
Type: 40-APP/A | Act: 40 | File No.: 812-13991 | Film No.: 13909556

Mailing Address C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS 2455 CORPORATE WEST DRIVE LISLE IL 60532
Business Address C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS 2455 CORPORATE WEST DRIVE LISLE IL 60532 630-505-3700
Claymore Exchange-Traded Fund Trust (Filer) CIK: 0001364089 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13991-03 | Film No.: 13909559

Mailing Address C/O CLAYMORE SECURITIES, INC. 2455 CORPORATE WEST DRIVE LISLE IL 60532
Business Address C/O CLAYMORE SECURITIES, INC. 2455 CORPORATE WEST DRIVE LISLE IL 60532 630-505-3700
Claymore Exchange-Traded Fund Trust 2 (Filer) CIK: 0001365662 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13991-02 | Film No.: 13909558

Mailing Address 2455 Corporate West Drive Lisle IL 60532
Business Address 2455 Corporate West Drive Lisle IL 60532
Claymore Exchange-Traded Fund Trust 3 (Filer) CIK: 0001435732 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13991-01 | Film No.: 13909557