EDGAR Filing Documents for 0001104659-16-144659

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001104659-16-144659

Filing Date

2016-09-14

Accepted

2016-09-14 16:50:03

Documents

Period of Report

2016-09-14

Document Format Files

Seq	Description	Document	Type	Size
1	4	a4.html	4
1	4	a4.xml	4	4552
	Complete submission text file	0001104659-16-144659.txt		6929

Mailing Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8011

Business Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8011 81332111811

NOMURA SECURITIES CO LTD (Reporting) CIK: 0000110097 (see all company filings)

State of Incorp.: M0 | Fiscal Year End: 0331
Type: 4 | Act: 34 | File No.: 001-33549 | Film No.: 161885501
SIC: 8880 American Depositary Receipts

Mailing Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8645

Business Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8645 810352551000

NOMURA HOLDINGS INC (Reporting) CIK: 0001163653 (see all company filings)

State of Incorp.: M0 | Fiscal Year End: 0331
Type: 4 | Act: 34 | File No.: 001-33549 | Film No.: 161885500
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017

Business Address 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 212-446-1410

TIPTREE FINANCIAL INC. (Issuer) CIK: 0001393726 (see all company filings)

IRS No.: 383754322 | State of Incorp.: MD | Fiscal Year End: 1231
SIC: 6411 Insurance Agents, Brokers & Service