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Form SB-2/A - Optional form for registration of securities to be sold to the public by small business issuers: [Amend]
SEC Accession No. 0000897069-01-500478
Filing Date
2001-10-11
Accepted
2001-10-11 00:00:00
Documents
6

Document Format Files

Seq Description Document Type Size
1 AMENDMENT NO. 2 TO FORM SB-2 dkm72.txt SB-2/A 225518
3 EXHIBIT 10.1 - MANAGEMENT AGREEMENT sks3c.txt EX-10 16260
4 EXHIBIT 10.2 - INVESTMENT ADVISORY AGREEMENT sks3a.txt EX-10 11983
5 EXHIBIT 10.3 - INVESTMENT ADVISORY AGREEMENT sks3b.txt EX-10 11996
6 EXHIBIT 23.2 - CONSENT OF KPMG LLP dkm72a.txt EX-23 541
7 EXHIBIT 23.3 - CONSENT OF BREGANTE & CO. LLP dkm72b.txt EX-23 976
  Complete submission text file 0000897069-01-500478.txt   268837
Mailing Address 750 GRANT AVENUE SUITE 100 NOVATO CA 94945
Business Address 750 GRANT AVENUE SUITE 100 NOVATO CA 94945
HENNESSY ADVISORS INC (Filer) CIK: 0001145255 (see all company filings)

Type: SB-2/A | Act: 33 | File No.: 333-66970 | Film No.: 1757006
SIC: 6282 Investment Advice