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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000894189-23-001816
Filing Date
2023-03-03
Accepted
2023-03-03 14:36:50
Documents
19

Document Format Files

Seq Description Document Type Size
1 RIVERPARK STRATEGIC INCOME FUND N-14 riverparkn-14.htm N-14 1340968
2 EX-16.(6)(C) FORM OF SECOND AMEND TO INVEST ADVISORY AGRMT riverparkinvestmentadvisor.htm EX-16.(6)(C) 14791
3 EX-16.(10)(A) FORM OF AMEND & RESTATED RULE 12B-1 PLAN riverpark12b-1plan.htm EX-16.(10)(A) 32035
4 EX-16.(10)(B) FORM OF AMEND & RESTATED SHAREHOLDER SERVICING PLAN riverparkshareholderservic.htm EX-16.(10)(B) 18998
5 EX-16.(10)(C) FORM OF AMEND & RESTATED RULE 18F-3 PLAN riverpark18f-3plan.htm EX-16.(10)(C) 11624
6 EX-16.(11) OPINION AND CONSENT OF COUNSEL riverparkn-14opinion.htm EX-16.(11) 8472
7 EX-16.(13)(IV) FORM OF THIRD AMEND TO THE OELA riverparkoela.htm EX-16.(13)(IV) 14081
8 EX-16.(14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM riverparkauditconsent.htm EX-16.(14) 3888
9 EX-16.(17)(A) FORM OF PROXY CARD riverparksampleproxycard.htm EX-16.(17)(A) 34059
11 consentforfsincorporated002a.jpg GRAPHIC 13746
12 cornera.jpg GRAPHIC 8473
13 gkimage_0a.jpg GRAPHIC 54042
14 gkimage_1a.jpg GRAPHIC 30719
15 image_0a.jpg GRAPHIC 47554
16 image_3a.jpg GRAPHIC 64684
17 interneta.jpg GRAPHIC 8518
18 mla.jpg GRAPHIC 8496
19 phonea02a.jpg GRAPHIC 8519
20 filename20.htm CORRESP 6425
  Complete submission text file 0000894189-23-001816.txt   1804123

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001141819 acquiring    
Series S000080182   RiverPark Strategic Income Fund
Class/Contract C000241885   Institutional Class Shares
CIK 0001494928 target    
Series S000041908   RiverPark Strategic Income Fund
Class/Contract C000130189   Institutional Class Shares RSIIX
CIK 0001141819 acquiring    
Series S000080182   RiverPark Strategic Income Fund
Class/Contract C000241886   Retail Class Shares
CIK 0001494928 target    
Series S000041908   RiverPark Strategic Income Fund
Class/Contract C000130190   Retail Class Shares RSIVX
Mailing Address U.S. BANCORP FUND SERVICES LLC 615 EAST MICHIGAN ST 2ND FLOOR MILWAUKEE WI 53202
Business Address U.S. BANCORP FUND SERVICES LLC 615 EAST MICHIGAN ST 2ND FLOOR MILWAUKEE WI 53202 4147655067
TRUST FOR PROFESSIONAL MANAGERS (Filer) CIK: 0001141819 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: N-14 | Act: 33 | File No.: 333-270257 | Film No.: 23703196